Solera National Bancorp, Inc. 4
4 · Solera National Bancorp, Inc. · Filed Feb 28, 2014
Insider Transaction Report
Form 4
Solera National Bancorp, Inc.OTCQB:SLRK
FENTON ROBERT J
V.P., Secretary & Treasurer
Transactions
- Conversion
Common Stock, $.01 Par Value
2014-02-28+10,000→ 54,375 total - Exercise of In-Money
Stock Option (Right to Buy)
2014-02-28−7,500→ 2,500 totalExercise: $3.00Exp: 2021-01-14→ Common Stock, $.01 Par Value (7,500 underlying) - Exercise of In-Money
Stock Option (Right to Buy)
2014-02-28−2,500→ 7,500 totalExercise: $3.35Exp: 2022-01-13→ Common Stock, $.01 Par Value (2,500 underlying)
Holdings
- 250(indirect: By Son)
Common Stock, $.01 Par Value
- 250(indirect: By Daughter)
Common Stock, $.01 Par Value
- 250(indirect: By Daughter)
Common Stock, $.01 Par Value
- 250(indirect: By Son)
Common Stock, $.01 Par Value
Footnotes (3)
- [F1]10,000 Incentive Stock Options were granted to the Reporting Person on January 14, 2011. Beginning February 14, 2011, the Incentive Stock Options began vesting ratably over 48 equal monthly installments. On February 28, 2014, 7,500 Incentive Stock Options were exercised by the Reporting Person. As a result, 2,500 Stock Options are still held by the Reporting Person exercisable at $3.00 per share.
- [F2]10,000 Incentive Stock Options were granted to the Reporting Person on January 13, 2012. Beginning February 13, 2012, the Incentive Stock Options began vesting ratably over 48 equal monthly installments. On February 28, 2014, 2,500 Incentive Stock Options were exercised by the Reporting Person. As a result, 7,500 Stock Options are still held by the Reporting Person exercisable at $3.35 per share.
- [F3]54,375 shares owned jointly with spouse