EAST WEST BANCORP INC 4
4 · EAST WEST BANCORP INC · Filed Mar 11, 2014
Insider Transaction Report
Form 4
Schuler James
Executive Vice President
Transactions
- Exercise/Conversion
Common Stock
2014-03-07+3,592→ 17,364 total - Exercise/Conversion
Cliff-Vesting Restricted Stock Units
2014-03-07−3,592→ 0 total→ Common Stock (3,592 underlying) - Exercise/Conversion
Common Stock
2014-03-07+981→ 14,183 total - Tax Payment
Common Stock
2014-03-07$36.85/sh−411$15,145→ 13,772 total - Tax Payment
Common Stock
2014-03-07$36.85/sh−1,294$47,684→ 16,070 total - Exercise/Conversion
Ratable-Vesting Restricted Stock Units
2014-03-07−981→ 0 total→ Common Stock (981 underlying) - Award
Performance-Based Restricted Stock Units
2014-03-07+10,854→ 20,666 total→ Common Stock (10,854 underlying)
Footnotes (3)
- [F1]Restricted Stock Units vest in three annual installments beginning March 7, 2012. On the settlement date, for each vested RSU, the reporting person received one share of Common Stock. Vesting was also subject to meeting pre-established earning goals.
- [F2]Performance Based Restricted Stock Units vest in 3 years. Number of vested units was based on meeting performance criteria. 3,592 units were for the performance maximum if pre-established performance goals are met. On the settlement date, for each vested RSU, the reporting person received one share of Common Stock.
- [F3]Performance Based Restricted Stock Units vest in 3 years. Number of units that will vest depends on meeting performance criteria. 10,854 units are for the performance maximum if pre-established performance goals are met. On the settlement date, for each vested RSU, the reporting person will receive one share of Common Stock.