4/A//SEC Filing
ADVENT/CLAYMORE ENHANCED GROWTH & INCOME FUND 4/A
Accession 0001179110-14-005214
CIK 0001278460other
Filed
Mar 13, 8:00 PM ET
Accepted
Mar 14, 4:26 PM ET
Size
9.2 KB
Accession
0001179110-14-005214
Insider Transaction Report
Form 4/AAmended
Teresko Doug
Other
Transactions
- Other
Common Stock
2014-03-10$10.42/sh+584$6,083→ 31,954 total - Other
Common Stock
2014-03-10$10.40/sh−584$6,076→ 31,370 total
Footnotes (3)
- [F1]My original filing inadvertently omitted an explanatory statement for this transaction and used the incorrect transaction code. On March 10, 2014, I sold 584 shares of LCM held in my Credit Suisse account and simultaneously purchased 584 shares of LCM for my IRA account. These transactions did not result in any change in my continuous beneficial ownership of 584 shares of LCM. The effect of these transactions was to transfer legal ownership (but not beneficial ownership) of 584 shares of LCM from my Credit Suisse Account to my IRA account. The correct transaction code for my purchase of 584 shares for my IRA account was "J" for "other acquisition or disposition."
- [F2]My original filing inadvertently omitted an explanatory statement for this transaction and used the incorrect transaction code. On March 10, 2014, I sold 584 shares of LCM held in my Credit Suisse account and simultaneously purchased 584 shares of LCM for my IRA account. These transactions did not result in any change in my continuous beneficial ownership of 584 shares of LCM. The effect of these transactions was to transfer legal ownership (but not beneficial ownership) of 584 shares of LCM from my Credit Suisse Account to my IRA account. The correct transaction code for my sale of 584 shares of LCM held in my Credit Suisse account was "J" for "other acquisition or disposition."
- [F3]The total after purchase of 584 shares was inadvertently deducted and reported as 30,786 when it should have been added to bring the total shares to 31,954.
Documents
Issuer
ADVENT/CLAYMORE ENHANCED GROWTH & INCOME FUND
CIK 0001278460
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001278460
Filing Metadata
- Form type
- 4/A
- Filed
- Mar 13, 8:00 PM ET
- Accepted
- Mar 14, 4:26 PM ET
- Size
- 9.2 KB