Solera National Bancorp, Inc. 4/A

4/A · Solera National Bancorp, Inc. · Filed Mar 26, 2014

Form 4/AAmended

Period: 2014-02-28

V.P., Secretary & Treasurer

Transactions

Exercise/Conversion
Common Stock, $.01 Par Value
2014-02-28$3.00/sh+7,500$22,500→ 51,875 total
Exercise/Conversion
Common Stock, $.01 Par Value
2014-02-28$3.35/sh+2,500$8,375→ 54,375 total
Exercise/Conversion
Stock Option (Right to Buy)
2014-02-28−7,500→ 2,500 total
Exercise: $3.00Exp: 2021-01-14→ Common Stock, $.01 Par Value (7,500 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2014-02-28−2,500→ 7,500 total
Exercise: $3.35Exp: 2022-01-13→ Common Stock, $.01 Par Value (2,500 underlying)

Holdings

Footnotes (5)

[F1]10,000 Incentive Stock Options were granted to the Reporting Person on January 14, 2011. Beginning February 14, 2011, the Incentive Stock Options began vesting ratably over 48 equal monthly installments. On February 28, 2014, 7,500 Incentive Stock Options were exercised by the Reporting Person. As a result, 2,500 Stock Options are still held by the Reporting Person exercisable at $3.00 per share.
[F2]10,000 Incentive Stock Options were granted to the Reporting Person on January 13, 2012. Beginning February 13, 2012, the Incentive Stock Options began vesting ratably over 48 equal monthly installments. On February 28, 2014, 2,500 Incentive Stock Options were exercised by the Reporting Person. As a result, 7,500 Stock Options are still held by the Reporting Person exercisable at $3.35 per share.
[F3]51,875 shares owned jointly with spouse
[F4]54,375 shares owned jointly with spouse
[F5]Amended to report a separate line for the exercise of two separate stock options, correct the transaction code for the stock option exercises and include the exercise price of each stock option.

Documents

1 file