4/A//SEC Filing
Solera National Bancorp, Inc. 4/A
Accession 0001179110-14-005826
CIK 0001357231operating
Filed
Mar 25, 8:00 PM ET
Accepted
Mar 26, 12:59 PM ET
Size
14.1 KB
Accession
0001179110-14-005826
Insider Transaction Report
Form 4/AAmended
Solera National Bancorp, Inc.OTCQB:SLRK
FENTON ROBERT J
V.P., Secretary & Treasurer
Transactions
- Exercise/Conversion
Common Stock, $.01 Par Value
2014-02-28$3.00/sh+7,500$22,500→ 51,875 total - Exercise/Conversion
Common Stock, $.01 Par Value
2014-02-28$3.35/sh+2,500$8,375→ 54,375 total - Exercise/Conversion
Stock Option (Right to Buy)
2014-02-28−7,500→ 2,500 totalExercise: $3.00Exp: 2021-01-14→ Common Stock, $.01 Par Value (7,500 underlying) - Exercise/Conversion
Stock Option (Right to Buy)
2014-02-28−2,500→ 7,500 totalExercise: $3.35Exp: 2022-01-13→ Common Stock, $.01 Par Value (2,500 underlying)
Holdings
- 250(indirect: By Daughter)
Common Stock, $.01 Par Value
- 250(indirect: By Daughter)
Common Stock, $.01 Par Value
- 250(indirect: By Son)
Common Stock, $.01 Par Value
- 250(indirect: By Son)
Common Stock, $.01 Par Value
Footnotes (5)
- [F1]10,000 Incentive Stock Options were granted to the Reporting Person on January 14, 2011. Beginning February 14, 2011, the Incentive Stock Options began vesting ratably over 48 equal monthly installments. On February 28, 2014, 7,500 Incentive Stock Options were exercised by the Reporting Person. As a result, 2,500 Stock Options are still held by the Reporting Person exercisable at $3.00 per share.
- [F2]10,000 Incentive Stock Options were granted to the Reporting Person on January 13, 2012. Beginning February 13, 2012, the Incentive Stock Options began vesting ratably over 48 equal monthly installments. On February 28, 2014, 2,500 Incentive Stock Options were exercised by the Reporting Person. As a result, 7,500 Stock Options are still held by the Reporting Person exercisable at $3.35 per share.
- [F3]51,875 shares owned jointly with spouse
- [F4]54,375 shares owned jointly with spouse
- [F5]Amended to report a separate line for the exercise of two separate stock options, correct the transaction code for the stock option exercises and include the exercise price of each stock option.
Documents
Issuer
Solera National Bancorp, Inc.
CIK 0001357231
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001357231
Filing Metadata
- Form type
- 4/A
- Filed
- Mar 25, 8:00 PM ET
- Accepted
- Mar 26, 12:59 PM ET
- Size
- 14.1 KB