A10 Networks, Inc. 4
4 · A10 Networks, Inc. · Filed Mar 28, 2014
Insider Transaction Report
Form 4
Transactions
- Conversion
Common Stock
2014-03-26+9,427,846→ 9,427,846 total - Conversion
Series D Redeemable Convertible Preferred Stock
2014-03-26−80,000→ 0 total→ Common Stock (9,427,846 underlying)
Footnotes (3)
- [F1]In connection with the closing of A10 Networks, Inc.'s (the "Issuer") initial public offering of common stock on March 26, 2014, each share of Series D Redeemable Convertible Preferred Stock automatically converted into shares of common stock at a conversion ratio of 117.8481-to-one. Prior to the conversion, each share of Series D Redeemable Convertible Preferred Stock was convertible without payment of further consideration.
- [F2]The common stock is held as follows: 6,873,136 in the name of Summit Partners Growth Equity Fund VIII-A, L.P.; 2,510,989 in the name of Summit Partners Growth Equity Fund VIII-B, L.P., 40,186 in the name of Summit Investors I, LLC; and 3,535 in the name of Summit Investors I (UK), L.P.
- [F3]The Series D Redeemable Convertible Preferred Stock had no expiration date.