4//SEC Filing
FAMOUS DAVES OF AMERICA INC 4
Accession 0001179110-14-012170
CIK 0001021270operating
Filed
Jul 29, 8:00 PM ET
Accepted
Jul 30, 7:07 PM ET
Size
10.0 KB
Accession
0001179110-14-012170
Insider Transaction Report
Form 4
Mastrocola David John
Director
Transactions
- Award
Director Stock Option
2014-07-28+27,500→ 27,500 totalExercise: $25.09Exp: 2024-07-28→ Common Stock, par value $.01 (27,500 underlying)
Holdings
- 923,361(indirect: See Footnote 1)
Common Stock, par value $.01
Footnotes (2)
- [F1]Shares reported herein represent 548,555 shares held for the account of Pleasant Lake Offshore Master Fund L.P. (the "Master Fund") and 374,806 shares held for the account of Pleasant Lake Co-Invest I LLC ("Co-Invest I"). Pleasant Lake Partners LLC ("PLP") serves as the investment manager of the Master Fund and as manager of Co-Invest I. Pleasant Lake Onshore GP LLC serves as General Partner of the Master Fund and as Managing Member of Co-Invest I. PLP MM LLC is the managing member of PLP. David John Mastrocola serves as Co-Founder and Advisory Chairman of PLP. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that the Reporting Person is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934 or for any other purpose.
- [F2]Option shall vest in five annual installments of 5,500 beginning on July 28, 2015.
Documents
Issuer
FAMOUS DAVES OF AMERICA INC
CIK 0001021270
Entity typeoperating
IncorporatedMN
Related Parties
1- filerCIK 0001021270
Filing Metadata
- Form type
- 4
- Filed
- Jul 29, 8:00 PM ET
- Accepted
- Jul 30, 7:07 PM ET
- Size
- 10.0 KB