Home/Filings/4/0001179110-14-012382
4//SEC Filing

EL CAPITAN PRECIOUS METALS INC 4

Accession 0001179110-14-012382

CIK 0001135202operating

Filed

Aug 4, 8:00 PM ET

Accepted

Aug 5, 2:56 PM ET

Size

13.9 KB

Accession

0001179110-14-012382

Insider Transaction Report

Form 4
Period: 2014-08-01
Stapleton John F
DirectorOther
Transactions
  • Purchase

    Series B Convertible Preferred Stock

    2014-08-01$51.00/sh+51$2,60151 total
    From: 2014-08-01Common Stock (51 underlying)
Holdings
  • Stock Options (right to buy)

    Exercise: $0.21From: 2013-01-15Exp: 2018-01-15Common Stock (500,000 underlying)
    500,000
  • Stock Options (right to buy)

    Exercise: $0.31From: 2014-03-14Exp: 2019-03-14Common Stock (500,000 underlying)
    500,000
  • Common Stock

    4,495,980
  • Stock Options

    Exercise: $0.38From: 2013-12-12Exp: 2019-01-31Common Stock (500,000 underlying)
    500,000
  • Stock Options

    Exercise: $0.21From: 2012-07-06Exp: 2022-07-06Common Stock (500,000 underlying)
    500,000
  • Stock Options

    Exercise: $1.02From: 2012-11-30Exp: 2018-02-07Common Stock (500,000 underlying)
    500,000
  • Stock Options (right to buy)

    Exercise: $0.16From: 2013-12-12Exp: 2018-12-12Common Stock (500,000 underlying)
    500,000
Footnotes (2)
  • [F1]Series B Convertible Preferred Stock is convertible into common stock on a one-for-one basis. The Series B Convertible Preferred Stock provides that the holders of outstandng shares of Series B Convertiible Preferred Stock hold in the aggregate approximately 51% of the total voting power of all issued and outstanding voting capital of the Issuer. These voting rights apply solely with respect to matters upon which stockholders are entitled to vote or to which stockholders are entitled to give consent and relate to Company capitalization (including, without limitation, increasing and/or decreasing the number of authorized shares of common stock and/or preferred stock, and implementing forward and/or reverse stock splits) and changes in the Company's name. The holders of outstanding shares of Series B Converible Preferred Stock do not otherwise have the right to vote on matters brought before the stockholders.
  • [F2]No expiration date.

Issuer

EL CAPITAN PRECIOUS METALS INC

CIK 0001135202

Entity typeoperating
IncorporatedNV

Related Parties

1
  • filerCIK 0001135202

Filing Metadata

Form type
4
Filed
Aug 4, 8:00 PM ET
Accepted
Aug 5, 2:56 PM ET
Size
13.9 KB