METABOLIX, INC. 4
4 · METABOLIX, INC. · Filed Aug 26, 2014
Insider Transaction Report
Form 4
METABOLIX, INC.MBLX
van Walsem Johan
VP Strategy and Comm. Dev.
Transactions
- Purchase
Common Stock
2014-08-22+300,000→ 332,000 total - Purchase
Series B Convertible Preferred Stock
2014-08-22+300→ 300 total→ Common Stock (300,000 underlying)
Holdings
- 26,637(indirect: By 401(k))
Common Stock
Footnotes (4)
- [F1]The reported securities are included within 300,000 units of Issuer securities (the "Units") purchased by the reporting person for $0.50 per Unit pursuant to a Securities Purchase Agreement, dated August 4, 2014 by and among the Issuer and certain other qualified institutional and individual investors (the "Purchase Agreement").
- [F2]Each Unit consists of one share of the Issuer's common stock, par value $0.01 per share ("Common Stock") and one one-thousandth (1/1,000) of a share of the Series B Preferred Stock.
- [F3]Shares acquired as Company matching contributions under the Metabolix, Inc. 401(k) Plan.
- [F4]Each share of Preferred Stock will automatically convert into 1,000 shares of Common Stock upon the effectiveness of the filing of an amendment to the Issuer's charter to increase the number of shares of the Issuer's authorized Common Stock to not less than 150,000,000.