NRG ENERGY, INC. 4
4 · NRG ENERGY, INC. · Filed Sep 18, 2014
Insider Transaction Report
Form 4
Wilson Denise
EVP, Chief Admin Officer
Transactions
- Sale
Common Stock, par value $.01 per share
2014-09-16$30.26/sh−34,332$1,038,886→ 127,044 total - Exercise/Conversion
Non-Qualified Stock Options
2014-09-16−48,532→ 0 totalExercise: $24.75From: 2009-09-30Exp: 2014-09-30→ Common Stock, par value $.01 per share (48,532 underlying) - Exercise/Conversion
Common Stock, par value $.01 per share
2014-09-16$24.75/sh+48,532$1,201,167→ 161,376 total
Footnotes (3)
- [F1]The transactions were executed pursuant to a prearranged trading plan in accordance with Rule 10b5-1 of the Securities and Exchange Act of 1934 adopted by the reporting person on June 16, 2014.
- [F2]This transaction was executed in multiple trades at prices ranging from $30.11 to $30.38. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F3]Pursuant to the Grant Agreement by and between NRG Energy, Inc. and the reporting person, the Non-Qualified Stock Options vested and became exercisable as follows: 33 1/3% on September 30, 2009, 33 1/3% on September 30, 2010 and 33 1/3% on September 30, 2011.