4//SEC Filing
LIQUIDITY SERVICES INC 4
Accession 0001179110-14-015071
$LQDTCIK 0001235468operating
Filed
Oct 2, 8:00 PM ET
Accepted
Oct 3, 5:41 PM ET
Size
25.0 KB
Accession
0001179110-14-015071
Insider Transaction Report
Form 4
Burton Thomas B
Pres, COO, Gov't Liquid LLC
Transactions
- Sale
Common Stock
2014-10-01$12.88/sh−5,707$73,506→ 0 total
Holdings
- 12,556
Employee Stock Option
Exercise: $15.47Exp: 2020-10-01→ Common Stock (12,556 underlying) - 17,999
Employee Stock Option
Exercise: $10.93Exp: 2017-10-01→ Common Stock (17,999 underlying) - 3,024
Employee Stock Grant
Exercise: $21.99Exp: 2023-10-01→ Common Stock (3,024 underlying) - 4,032
Employee Stock Grant
Exercise: $21.99Exp: 2023-10-01→ Common Stock (4,032 underlying) - 8,541
Employee Stock Option
Exercise: $21.99Exp: 2023-10-01→ Common Stock (8,541 underlying) - 8,540
Employee Stock Option
Exercise: $21.99Exp: 2023-10-01→ Common Stock (8,540 underlying) - 1,593
Employee Stock Grant
Exercise: $38.09Exp: 2022-10-01→ Common Stock (1,593 underlying) - 3,185
Employee Stock Grant
Exercise: $38.09Exp: 2022-10-01→ Common Stock (3,185 underlying) - 4,777
Employee Stock Option
Exercise: $38.09Exp: 2022-10-01→ Common Stock (4,777 underlying) - 4,777
Employee Stock Option
Exercise: $38.09Exp: 2022-10-01→ Common Stock (4,777 underlying) - 11,053
Employee Stock Grant
Exercise: $15.47Exp: 2020-10-01→ Common Stock (11,053 underlying) - 44,003
Employee Stock Option
Exercise: $7.48Exp: 2018-10-01→ Common Stock (44,003 underlying) - 10,000
Employee Stock Grant
Exercise: $38.09Exp: 2022-10-01→ Common Stock (10,000 underlying) - 1,778
Employee Stock Grant
Exercise: $31.11Exp: 2021-10-01→ Common Stock (1,778 underlying) - 11,801
Employee Stock Option
Exercise: $31.11Exp: 2021-10-01→ Common Stock (11,801 underlying)
Footnotes (15)
- [F1]Twenty-five percent of this restricted stock grant vested on October 1, 2014 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
- [F10]Twenty-five percent of this restricted stock grant vested on October 1, 2012 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
- [F11]Twenty-five percent of this option grant vested on October 1, 2012 and thereafter 1/48th of the restricted stock grant will vest each month for thirty-six months.
- [F12]These options became fully vested on October 1, 2014.
- [F13]These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
- [F14]These options became fully vested on October 1, 2013.
- [F15]These options became fully vested on October 1, 2011.
- [F2]These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
- [F3]Twenty-five percent of this option grant vested on October 1, 2014 and thereafter 1/48th of the restricted stock grant will vest each month for thirty-six months.
- [F4]This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
- [F5]Twenty-five percent of this restricted stock grant vested on October 1, 2013 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
- [F6]These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
- [F7]Twenty-five percent of this option grant vested on October 1, 2013 and thereafter 1/48th of the restricted stock grant will vest each month for thirty-six months.
- [F8]This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
- [F9]These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones..
Documents
Issuer
LIQUIDITY SERVICES INC
CIK 0001235468
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001235468
Filing Metadata
- Form type
- 4
- Filed
- Oct 2, 8:00 PM ET
- Accepted
- Oct 3, 5:41 PM ET
- Size
- 25.0 KB