BROADWAY FINANCIAL CORP \DE\ 4
4 · BROADWAY FINANCIAL CORP \DE\ · Filed Oct 16, 2014
Insider Transaction Report
Form 4
MEDINA DANIEL A
Director
Transactions
- Purchase
Common Stock
2014-10-16$1.10/sh+22,727$25,000→ 51,999 total - Award
Common Stock Options-right to buy
2009-01-21$4.00/sh+1,875$7,500→ 3,125 totalExercise: $4.00From: 2014-01-21Exp: 2019-01-21→ Common Stock (1,875 underlying) - Award
Common Stock Option-right to buy
2010-01-21$6.00/sh+1,250$7,500→ 3,125 totalExercise: $6.00From: 2015-01-21Exp: 2020-01-21→ Common Stock (1,250 underlying)
Footnotes (4)
- [F1]On September 17, 2014, the stockholders approved a proposal allowing directors and certain executive to purchase restricted common stock of the company. Regulatory approval was received. The transaction closed on October 16, 2014.
- [F2]On January 21, 2009, the Board of Directors approved a stock option grant (right to buy) in the amount of 1875 shares at $4.00 per share.
- [F3]On January 21, 2010, the Board of Directors approved a stock option grant (right to buy) in the amount of 1250 shares at $6.00 per share.
- [F4]These shares are held jointly in trust with spouse.