4//SEC Filing
BROADWAY FINANCIAL CORP \DE\ 4
Accession 0001179110-14-015555
$BYFCCIK 0001001171operating
Filed
Oct 15, 8:00 PM ET
Accepted
Oct 16, 7:21 PM ET
Size
9.8 KB
Accession
0001179110-14-015555
Insider Transaction Report
Form 4
CHAN KELLOGG
Director
Transactions
- Purchase
Common Stock
2014-10-16$1.10/sh+50,000$55,000→ 94,033 total - Award
Common Stock Option- right to buy
2009-01-21$4.00/sh+1,875$7,500→ 3,125 totalExercise: $4.00From: 2014-01-21Exp: 2019-02-21→ Common Stock (1,875 underlying) - Award
Common Stock Option - right to buy
2010-01-21$6.00/sh+1,250$7,500→ 3,125 totalExercise: $6.00From: 2015-01-21Exp: 2020-01-21→ Common Stock (1,250 underlying)
Footnotes (5)
- [F1]On September 17, 2014, the Stockholders approved a proposal allowing directors and certain executives to purchase restricted common stock of the company. Regulatory approval was received. The transaction closed on October 16, 2014.
- [F2]These shares are held jointly in trust with spouse.
- [F3]These shares are held directly.
- [F4]On January 21, 2009, the Board of Directors approved a stock option grant (right to buy) in the amount of 1875 shares at $4.00 per share.
- [F5]On January 21, 2010, the Board of Directors approved a stock option grant (right to buy) in the amount of 1250 shares at $6.00 per share.
Documents
Issuer
BROADWAY FINANCIAL CORP \DE\
CIK 0001001171
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001001171
Filing Metadata
- Form type
- 4
- Filed
- Oct 15, 8:00 PM ET
- Accepted
- Oct 16, 7:21 PM ET
- Size
- 9.8 KB