4//SEC Filing
EL CAPITAN PRECIOUS METALS INC 4
Accession 0001179110-14-016176
CIK 0001135202operating
Filed
Nov 4, 7:00 PM ET
Accepted
Nov 5, 4:04 PM ET
Size
15.2 KB
Accession
0001179110-14-016176
Insider Transaction Report
Form 4
Stapleton John F
DirectorOther
Transactions
- Award
Stock Options (right to buy)
2014-11-03+500,000→ 500,000 totalExercise: $0.15From: 2014-11-03Exp: 2024-11-03→ Common Stock (500,000 underlying)
Holdings
- 500,000
Stock Options
Exercise: $0.21From: 2012-07-06Exp: 2022-07-06→ Common Stock (500,000 underlying) - 500,000
Stock Options
Exercise: $1.02From: 2012-11-30Exp: 2018-02-07→ Common Stock (500,000 underlying) - 500,000
Stock Options (right to buy)
Exercise: $0.21From: 2013-01-15Exp: 2018-01-15→ Common Stock (500,000 underlying) - 500,000
Stock Options (right to buy)
Exercise: $0.16From: 2013-12-12Exp: 2018-12-12→ Common Stock (500,000 underlying) - 4,495,980
Common Stock
- 500,000
Stock Options
Exercise: $0.38From: 2013-12-12Exp: 2019-01-31→ Common Stock (500,000 underlying) - 500,000
Stock Options (right to buy)
Exercise: $0.31From: 2014-03-14Exp: 2019-03-14→ Common Stock (500,000 underlying) - 51
Series B Convertible Preferred Stock
From: 2014-08-01→ Common Stock (51 underlying)
Footnotes (2)
- [F1]Series B Convertible Preferred Stock is convertible into common stock on a one-for-one basis. The Series B Convertible Preferred Stock provides that the holders of outstandng shares of Series B Convertiible Preferred Stock hold in the aggregate approximately 51% of the total voting power of all issued and outstanding voting capital of the Issuer. These voting rights apply solely with respect to matters upon which stockholders are entitled to vote or to which stockholders are entitled to give consent and relate to Company capitalization (including, without limitation, increasing and/or decreasing the number of authorized shares of common stock and/or preferred stock, and implementing forward and/or reverse stock splits) and changes in the Company's name. The holders of outstanding shares of Series B Converible Preferred Stock do not otherwise have the right to vote on matters brought before the stockholders.
- [F2]No expiration date.
Documents
Issuer
EL CAPITAN PRECIOUS METALS INC
CIK 0001135202
Entity typeoperating
IncorporatedNV
Related Parties
1- filerCIK 0001135202
Filing Metadata
- Form type
- 4
- Filed
- Nov 4, 7:00 PM ET
- Accepted
- Nov 5, 4:04 PM ET
- Size
- 15.2 KB