AMERIPRISE FINANCIAL INC 4
4 · AMERIPRISE FINANCIAL INC · Filed Nov 6, 2014
Insider Transaction Report
Form 4
Froude Donald E
President, U.S. Advisor Group
Transactions
- Sale
Common Stock
2014-11-04$127.91/sh−7,114$909,923→ 20,645 total - Exercise/Conversion
Employee Stock Option (right to buy)
2014-11-04−20,000→ 6,385 totalExercise: $37.23Exp: 2020-02-09→ Common Stock (20,000 underlying) - Exercise/Conversion
Common Stock
2014-11-04$37.23/sh+20,000$744,600→ 40,645 total - Tax Payment
Common Stock
2014-11-04$126.44/sh−12,886$1,629,306→ 27,759 total
Holdings
- 4,122.11(indirect: By 401(k))
Common Stock
Footnotes (3)
- [F1]Reflects the weighted average price of 7,114 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on November 4, 2014 with sale prices ranging from $127.88 to $127.94 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F2]Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of November 4, 2014. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
- [F3]Fully vested.