4//SEC Filing
GTX INC /DE/ 4
Accession 0001179110-14-016763
CIK 0001260990operating
Filed
Nov 17, 7:00 PM ET
Accepted
Nov 18, 5:00 PM ET
Size
9.4 KB
Accession
0001179110-14-016763
Insider Transaction Report
Form 4
GTX INC /DE/GTXI
HANOVER MARC STEVEN
DirectorPresident and COO
Transactions
- Award
Common Stock
2014-11-14+227,273→ 440,411 total - Award
Common Stock Warrants (right to buy)
2014-11-14+227,273→ 227,273 totalExercise: $0.85→ Common Stock (227,273 underlying)
Holdings
- 62,007(indirect: By Trust)
Common Stock
- 62,007(indirect: By Trust)
Common Stock
- 352,875(indirect: By Limited Liability Company)
Common Stock
Footnotes (2)
- [F1]The reported securities are included within 227,273 immediately separable Units purchased by the reporting person directly from the Issuer for $0.675 per Unit. Each Unit consists of one share of Common Stock and one Warrant to purchase one share of Common Stock.
- [F2]The Warrant is exercisable at any time and from time to time from and after the earlier of (i) the date the Issuer obtains the approval of its stockholders of an amendment to the Issuer's charter to increase the Issuer's authorized Common Stock to an amount necessary to effect the share settlement of the Warrant and all other warrants the Issuer issued and sold in the reported transaction or (ii) the trading day immediately prior to the occurrence of certain fundamental transactions involving the Issuer, but in no event later than June 1, 2015, and will continue to be exercisable for four years thereafter.
Documents
Issuer
GTX INC /DE/
CIK 0001260990
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001260990
Filing Metadata
- Form type
- 4
- Filed
- Nov 17, 7:00 PM ET
- Accepted
- Nov 18, 5:00 PM ET
- Size
- 9.4 KB