4//SEC Filing
ACTIVECARE, INC. 4
Accession 0001179110-14-017299
CIK 0001429896operating
Filed
Nov 30, 7:00 PM ET
Accepted
Dec 1, 7:09 PM ET
Size
26.6 KB
Accession
0001179110-14-017299
Insider Transaction Report
Form 4
ACTIVECARE, INC.ACAR
ACTON MICHAEL G
Chief Financial Officer
Transactions
- Award
Common Stock
2013-12-16$1.00/sh+36,000$36,000→ 195,029 total - Award
Common Stock
2014-03-31$1.00/sh+6,700$6,700→ 567,214 total - Disposition to Issuer
Series D Convertible Preferred Stock
2013-12-16−46,300→ 0 total→ Common Stock (324,100 underlying) - Award
Common Stock
2013-04-01$1.00/sh+2,299$2,299→ 146,467 total - Award
Common Stock
2013-12-16$0.71/sh+324,100$230,111→ 519,591 total - Award
Common Stock
2014-05-22$1.00/sh+300,000$300,000→ 867,214 total - Award
Common Stock
2013-12-16$1.00/sh+462$462→ 195,491 total - Purchase
Common Stock
2014-01-13$1.00/sh+34,001$34,001→ 557,514 total - Award
Common Stock
2014-01-27$1.00/sh+3,000$3,000→ 560,514 total - Purchase
Common Stock
2011-11-18$3.91/sh+22,500$87,975→ 144,168 total - Award
Common Stock
2013-06-24$1.00/sh+9,000$9,000→ 155,467 total - Award
Common Stock
2013-09-30+3,562→ 159,029 total - Award
Common Stock
2013-12-31+3,922→ 523,513 total - Award
Series D Convertible Preferred Stock
2013-09-30+22,000→ 46,300 total→ Common Stock (110,000 underlying)
Footnotes (7)
- [F1]On May 16, 2013, issuer effected a reverse stock split of its outstanding common stock at an exchange ratio of 1-for-10. The stated number of shares of common stock have been adjusted to reflect such reverse stock split.
- [F2]The shares of common stock were granted to pay dividends on Series D Preferred Stock.
- [F3]The shares of common stock were granted to pay accrued salary.
- [F4]The Reporting Person received 324,100 shares of common stock in exchange for 46,300 shares of Series D Preferred Stock in an issuer exchange offer.
- [F5]On September 30, 2013, the Board of Directors of issuer granted the shares to the Reporting Person in lieu of payment of compensation owing to the Reporting Person. The shares vested at the time of the grant, and were convertible at any time, at the holder's election, on a five-for-one basis and had no expiration date.
- [F6]As a result of the reverse stock split effected by issuer on May 16, 2013, the conversion ratio for previously issued Series D Preferred Stock was adjusted to five-for-one, and all Series D Preferred Stock issued following the effective date of the reverse stock split also had a conversion ratio of five-for-one; however, under the terms of the issuer exchange offer, the Reporting Person was entitled to exchange each share of Series D Preferred Stock for seven shares of common stock. All of the subject shares of Series D Preferred Stock vested at the time of grant, were convertible at any time, and had no expiration date.
- [F7]The shares of common stock were granted to pay origination fees to the Reporting Person for amounts loaned by the Reporting Person to issuer.
Documents
Issuer
ACTIVECARE, INC.
CIK 0001429896
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001429896
Filing Metadata
- Form type
- 4
- Filed
- Nov 30, 7:00 PM ET
- Accepted
- Dec 1, 7:09 PM ET
- Size
- 26.6 KB