4//SEC Filing
ACTIVECARE, INC. 4
Accession 0001179110-14-017300
CIK 0001429896operating
Filed
Nov 30, 7:00 PM ET
Accepted
Dec 1, 7:10 PM ET
Size
24.7 KB
Accession
0001179110-14-017300
Insider Transaction Report
Form 4
ACTIVECARE, INC.ACAR
WELGOS ROBERT J
Director
Transactions
- Award
Common Stock
2014-06-25+15,000→ 286,563 total - Award
Common Stock
2013-09-30$0.75/sh+40,000$30,000→ 74,150 total - Award
Common Stock
2013-09-30$1.00/sh+25,000$25,000→ 99,150 total - Award
Common Stock
2013-04-01+90→ 17,250 total - Award
Common Stock
2013-07-29$1.00/sh+16,900$16,900→ 34,150 total - Award
Common Stock
2013-12-16$0.71/sh+72,240$51,290→ 171,500 total - Award
Common Stock
2013-12-31+63→ 171,563 total - Disposition to Issuer
Series D Convertible Preferred Stock
2013-12-16−10,320→ 0 total→ Common Stock (72,240 underlying) - Award
Common Stock
2013-09-30+110→ 99,260 total - Award
Common Stock
2014-03-31$1.00/sh+100,000$100,000→ 271,563 total - Award
Series E Convertible Preferred Stock
2013-09-25+13,843→ 13,843 total→ Common Stock (124,464 underlying) - Disposition to Issuer
Warrants
2014-06-25+15,000→ 0 totalFrom: 2011-10-04Exp: 2016-06-21→ Common Stock (15,000 underlying)
Footnotes (7)
- [F1]On May 16, 2013, issuer effected a reverse stock split of its outstanding common stock at an exchange ratio of 1-for-10. The stated number of shares of common stock, number of warrants, and shares of common stock underlying derivative securities have been adjusted to reflect such reverse stock split.
- [F2]The shares of common stock were granted to pay dividends on Series D Preferred Stock.
- [F3]The shares of common stock were granted to pay accrued director fees or other compensation.
- [F4]The Reporting Person received 72,240 shares of common stock in exchange for 10,320 shares of Series D Preferred Stock in an issuer exchange offer.
- [F5]Originally, the Series D Preferred shares were convertible at any time, at the Reporting Person's election, on a fifty-for-one basis and had no expiration date. As a result of the reverse stock split effected by issuer on May 16, 2013, the conversion ratio was adjusted to five-for-one; however, under the terms of the issuer exchange offer, the Reporting Person was entitled to exchange each share of Series D Preferred Stock for seven shares of common stock.
- [F6]The shares of Series E Preferred Stock were issued to the Reporting Person upon conversion of an outstanding debt obligation of issuer to the Reporting Person. The shares were initially convertible into shares of issuer's common stock, at the Reporting Person's election, on a ten-for-one basis and have no expiration date. Under the terms of conversion, however, the conversion ratio is reduced in proportion to the monthly cash dividends paid to the Reporting Person with respect to the Series E Preferred Stock until such time as the conversion ratio is reduced to zero.
- [F7]The Reporting Person received 15,000 shares of common stock in exchange for warrants to purchase 15,000 shares of common stock in an issuer exchange offer.
Documents
Issuer
ACTIVECARE, INC.
CIK 0001429896
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001429896
Filing Metadata
- Form type
- 4
- Filed
- Nov 30, 7:00 PM ET
- Accepted
- Dec 1, 7:10 PM ET
- Size
- 24.7 KB