ACTIVECARE, INC. 4
4 · ACTIVECARE, INC. · Filed Dec 2, 2014
Insider Transaction Report
Form 4
ACTIVECARE, INC.ACAR
Johnson Jack Jay
Director
Transactions
- Award
Common Stock
2013-09-30$0.75/sh+40,000$30,000→ 47,806 total - Award
Common Stock
2013-12-31+216→ 136,599 total - Award
Common Stock
2013-04-01+306→ 7,806 total - Award
Common Stock
2013-09-30+377→ 48,183 total - Award
Common Stock
2013-12-16$0.75/sh+88,200$66,150→ 136,383 total - Disposition to Issuer
Series D Convertible Preferred Stock
2013-12-16−12,600→ 0 total→ Common Stock (88,200 underlying)
Footnotes (5)
- [F1]On May 16, 2013, issuer effected a reverse stock split of its outstanding common stock at an exchange ratio of 1-for-10. The stated number of shares of common stock have been adjusted to reflect such reverse stock split.
- [F2]The shares of common stock were granted to pay dividends on Series D Preferred Stock.
- [F3]The shares of common stock were granted to pay accrued director fees.
- [F4]The Reporting Person received 88,200 shares of common stock in exchange for 12,600 shares of Series D Preferred Stock in an issuer exchange offer.
- [F5]Originally, the Series D Preferred shares were convertible at any time, at the Reporting Person's election, on a fifty-for-one basis and had no expiration date. As a result of the reverse stock split effected by issuer on May 16, 2013, the conversion ratio was adjusted to five-for-one; however, under the terms of the issuer exchange offer, the Reporting Person was entitled to exchange each share of Series D Preferred Stock for seven shares of common stock.