ACTIVECARE, INC. 4

Accession 0001179110-14-017432

CIK 0001429896operating

Filed

Dec 1, 7:00 PM ET

Accepted

Dec 2, 7:11 PM ET

Size

27.9 KB

Accession

0001179110-14-017432

Form 4

Period: 2012-06-22

Director

Transactions

Award
Common Stock
2013-05-16+2,600→ 12,172 total
Award
Common Stock
2013-09-30$0.75/sh+40,000$30,000→ 52,507 total
Award
Common Stock
2013-12-16$0.71/sh+85,680$60,833→ 138,187 total
Award
Common Stock
2013-12-31+191→ 138,378 total
Award
Common Stock
2013-04-01+8,369→ 67,838 total(indirect: By Zenith Holding Ltd.)
Purchase
Common Stock
2013-07-15$1.00/sh+125,000$125,000→ 192,838 total(indirect: By Zenith Holding Ltd.)
Award
Common Stock
2013-09-30+3,212→ 196,050 total(indirect: By Zenith Holding Ltd.)
Award
Common Stock
2013-12-16$0.71/sh+385,000$273,350→ 581,050 total(indirect: By Zenith Holding Ltd.)
Award
Common Stock
2013-12-31+1,838→ 582,888 total(indirect: By Zenith Holding Ltd.)
Disposition to Issuer
Series D Convertible Preferred Stock
2013-12-16−12,240→ 0 total
→ Common Stock (85,680 underlying)
Award
Series D Convertible Preferred Stock
2012-06-22+55,000→ 55,000 total(indirect: By Zenith Holding Ltd.)
→ Common Stock (275,000 underlying)
Disposition to Issuer
Series D Convertible Preferred Stock
2013-12-16−55,000→ 0 total(indirect: By Zenith Holding Ltd.)
→ Common Stock (385,000 underlying)
Award
Common Stock
2013-04-01+272→ 9,572 total
Award
Common Stock
2013-09-30+335→ 12,507 total

Footnotes (6)

[F1]On May 16, 2013, issuer effected a reverse stock split of its outstanding common stock at an exchange ratio of 1-for-10. The stated number of shares of common stock have been adjusted to reflect such reverse stock split.
[F2]The shares of common stock were granted to pay dividends on Series D Preferred Stock.
[F3]The shares of common stock were granted to pay accrued director fees.
[F4]The Reporting Person received 85,680 shares of common stock in exchange for 12,240 shares of Series D Preferred Stock in an issuer exchange offer.
[F5]Originally, the Series D Preferred shares were convertible at any time, at the Reporting Person's election, on a fifty-for-one basis and had no expiration date. As a result of the reverse stock split effected by issuer on May 16, 2013, the conversion ratio was adjusted to five-for-one; however, under the terms of the issuer exchange offer, the Reporting Person was entitled to exchange each share of Series D Preferred Stock for seven shares of common stock.
[F6]The Series D Preferred shares were issued to the Reporting Person upon conversion of an outstanding debt obligation of issuer to the Reporting Person. The shares were convertible at any time, at the Reporting Person's election, on a fifty-for-one basis and had no expiration date.

Documents

1 file

ACTIVECARE, INC.

CIK 0001429896

Entity typeoperating

IncorporatedDE