Earnings Feed
Sign Up
Home/Filings/4/0001179110-14-017459
4//SEC Filing

ACTIVECARE, INC. 4

Accession 0001179110-14-017459

CIK 0001429896operating
View on SEC.govCompany Profile

Filed

Dec 2, 7:00 PM ET

Accepted

Dec 3, 1:48 PM ET

Size

54.8 KB

Accession

0001179110-14-017459

Insider Transaction Report

Form 4
Period: 2012-10-25
ACTIVECARE, INC.ACAR
DERRICK DAVID G
DirectorChief Executive Officer
Transactions
  • Sale

    Common Stock

    2013-10-13$0.75/sh−1,000,000$750,000→ 4,459,139 total(indirect: By ADP Management Corporation)
  • Sale

    Common Stock

    2014-01-30$0.75/sh−33,333$25,000→ 5,377,643 total(indirect: By ADP Management Corporation)
  • Purchase

    Common Stock

    2014-03-31$1.00/sh+4,000$4,000→ 5,681,575 total(indirect: By ADP Management Corporation)
  • Award

    Common Stock

    2014-05-22+5,000→ 5,689,075 total(indirect: By ADP Management Corporation)
  • Sale

    Common Stock

    2014-08-22$0.40/sh−312,500$125,000→ 10,486,575 total(indirect: By ADP Management Corporation)
  • Sale

    Common Stock

    2014-09-03$0.25/sh−4,000$1,000→ 4,750 total(indirect: By Purizer Corporation)
  • Award

    Common Stock

    2014-06-25$0.45/sh+110,000$49,500→ 10,799,075 total(indirect: By ADP Management Corporation)
  • Sale

    Common Stock

    2014-09-09$0.36/sh−1,500,000$547,500→ 8,986,575 total(indirect: By ADP Management Corporation)
  • Disposition to Issuer

    Series D Convertible Preferred Stock

    2013-12-16−160,000→ 0 total
    → Common Stock (1,120,000 underlying)
  • Disposition to Issuer

    Warrants

    2014-03-31+566,600→ 150,000 total(indirect: By ADP Management Corporation)
    Exercise: $0.10Exp: 2017-07-12→ Common Stock (566,600 underlying)
  • Award

    Common Stock

    2013-09-01+350,000→ 5,442,787 total(indirect: By ADP Management Corporation)
  • Award

    Common Stock

    2014-06-25$0.45/sh+5,000,000$2,250,000→ 10,689,075 total(indirect: By ADP Management Corporation)
  • Purchase

    Common Stock

    2013-07-15$0.75/sh+159,999$119,999→ 5,033,821 total(indirect: By ADP Management Corporation)
  • Purchase

    Common Stock

    2013-08-29$1.00/sh+58,966$58,966→ 5,092,787 total(indirect: By ADP Management Corporation)
  • Award

    Common Stock

    2013-09-30+16,352→ 5,459,139 total(indirect: By ADP Management Corporation)
  • Award

    Common Stock

    2013-12-16+1,120,000→ 5,296,120 total(indirect: By ADP Management Corporation)
  • Award

    Common Stock

    2014-01-27+8,000→ 5,410,976 total(indirect: By ADP Management Corporation)
  • Gift

    Common Stock

    2013-11-06−116,352→ 4,342,787 total(indirect: By ADP Management Corporation)
  • Sale

    Common Stock

    2013-12-12$0.75/sh−166,667$125,000→ 4,176,120 total(indirect: By ADP Management Corporation)
  • Purchase

    Common Stock

    2013-12-16$0.75/sh+79,999$59,999→ 5,376,119 total(indirect: By ADP Management Corporation)
  • Purchase

    Common Stock

    2013-12-16$1.00/sh+17,500$17,500→ 5,393,619 total(indirect: By ADP Management Corporation)
  • Award

    Common Stock

    2013-12-31+9,357→ 5,402,976 total(indirect: By ADP Management Corporation)
  • Sale

    Common Stock

    2014-03-18$0.75/sh−266,668$200,001→ 5,110,975 total(indirect: By ADP Management Corporation)
  • Award

    Common Stock

    2014-03-31+566,600→ 5,677,575 total(indirect: By ADP Management Corporation)
  • Purchase

    Common Stock

    2014-05-20$0.50/sh+2,500$1,250→ 5,684,075 total(indirect: By ADP Management Corporation)
  • Award

    Common Stock

    2014-10-01$0.30/sh+275,000$82,500→ 9,261,575 total(indirect: By ADP Management Corporation)
  • Purchase

    Common Stock

    2013-10-13$0.75/sh+1,000,000$750,000→ 1,212,500 total(indirect: By LLC)
  • Purchase

    Common Stock

    2012-10-25$10.00/sh+250$2,500→ 37,006 total
ADP MANAGEMENT CORP
10% Owner
Transactions
  • Purchase

    Common Stock

    2013-07-15$0.75/sh+159,999$119,999→ 5,033,821 total(indirect: By ADP Management Corporation)
  • Sale

    Common Stock

    2013-12-12$0.75/sh−166,667$125,000→ 4,176,120 total(indirect: By ADP Management Corporation)
  • Purchase

    Common Stock

    2013-12-16$0.75/sh+79,999$59,999→ 5,376,119 total(indirect: By ADP Management Corporation)
  • Purchase

    Common Stock

    2013-12-16$1.00/sh+17,500$17,500→ 5,393,619 total(indirect: By ADP Management Corporation)
  • Sale

    Common Stock

    2014-01-30$0.75/sh−33,333$25,000→ 5,377,643 total(indirect: By ADP Management Corporation)
  • Purchase

    Common Stock

    2013-08-29$1.00/sh+58,966$58,966→ 5,092,787 total(indirect: By ADP Management Corporation)
  • Award

    Common Stock

    2013-09-30+16,352→ 5,459,139 total(indirect: By ADP Management Corporation)
  • Award

    Common Stock

    2014-01-27+8,000→ 5,410,976 total(indirect: By ADP Management Corporation)
  • Sale

    Common Stock

    2014-03-18$0.75/sh−266,668$200,001→ 5,110,975 total(indirect: By ADP Management Corporation)
  • Sale

    Common Stock

    2013-10-13$0.75/sh−1,000,000$750,000→ 4,459,139 total(indirect: By ADP Management Corporation)
  • Award

    Common Stock

    2013-12-16+1,120,000→ 5,296,120 total(indirect: By ADP Management Corporation)
  • Award

    Common Stock

    2013-12-31+9,357→ 5,402,976 total(indirect: By ADP Management Corporation)
  • Award

    Common Stock

    2014-03-31+566,600→ 5,677,575 total(indirect: By ADP Management Corporation)
  • Purchase

    Common Stock

    2014-05-20$0.50/sh+2,500$1,250→ 5,684,075 total(indirect: By ADP Management Corporation)
  • Sale

    Common Stock

    2014-08-22$0.40/sh−312,500$125,000→ 10,486,575 total(indirect: By ADP Management Corporation)
  • Sale

    Common Stock

    2014-09-09$0.36/sh−1,500,000$547,500→ 8,986,575 total(indirect: By ADP Management Corporation)
  • Award

    Common Stock

    2014-10-01$0.30/sh+275,000$82,500→ 9,261,575 total(indirect: By ADP Management Corporation)
  • Award

    Common Stock

    2013-09-01+350,000→ 5,442,787 total(indirect: By ADP Management Corporation)
  • Gift

    Common Stock

    2013-11-06−116,352→ 4,342,787 total(indirect: By ADP Management Corporation)
  • Purchase

    Common Stock

    2014-03-31$1.00/sh+4,000$4,000→ 5,681,575 total(indirect: By ADP Management Corporation)
  • Award

    Common Stock

    2014-05-22+5,000→ 5,689,075 total(indirect: By ADP Management Corporation)
  • Purchase

    Common Stock

    2013-10-13$0.75/sh+1,000,000$750,000→ 1,212,500 total(indirect: By LLC)
  • Award

    Common Stock

    2014-06-25$0.45/sh+5,000,000$2,250,000→ 10,689,075 total(indirect: By ADP Management Corporation)
  • Award

    Common Stock

    2014-06-25$0.45/sh+110,000$49,500→ 10,799,075 total(indirect: By ADP Management Corporation)
  • Sale

    Common Stock

    2014-09-03$0.25/sh−4,000$1,000→ 4,750 total(indirect: By Purizer Corporation)
  • Purchase

    Common Stock

    2012-10-25$10.00/sh+250$2,500→ 37,006 total
  • Disposition to Issuer

    Series D Convertible Preferred Stock

    2013-12-16−160,000→ 0 total
    → Common Stock (1,120,000 underlying)
  • Disposition to Issuer

    Warrants

    2014-03-31+566,600→ 150,000 total(indirect: By ADP Management Corporation)
    Exercise: $0.10Exp: 2017-07-12→ Common Stock (566,600 underlying)
Footnotes (17)
  • [F1]The shares of common stock were granted to pay dividends on shares of Series D Preferred Stock which were originally issued as compensation for services provided by David Derrick, however, at Mr. Derrick's request, the shares were issued in the name of ADP Management Corporation.
  • [F10]ADP Management Corporation is owned and controlled, in part, by David Derrick. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
  • [F11]Purizer Corporation is owned and controlled, in part, by David Derrick. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
  • [F12]Schwartz Group, LLC is owned, in part, by ADP Management Corporation. The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their respective pecuniary interests therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
  • [F13]The shares of common stock were granted to pay late fees on loan payments made by issuer to the Reporting Person.
  • [F14]The Reporting Person received these shares of common stock in exchange for an equivalent number of Warrants in an issuer exchange offer. The shares actually received were net of a prior over-issuance of 17,500 shares to ADP Management Corporation for loan origination fees.
  • [F15]Includes 35,876 shares of common stock that were incorrectly reported in the Reporting Person's Form 4 filed July 18, 2013 as being held by ADP Management Corporation.
  • [F16]On May 16, 2013, issuer implemented a reverse stock split of its common shares at a ratio of 10-to-1. The share holdings set forth in this Form 4 reflect such reverse stock split.
  • [F17]The Warrants are exercisable at a rate of 100,000 shares for every 5,000 customers of issuer. As of the date of the transaction in question, 734,100 of the Warrants were exercisable.
  • [F2]The shares of common stock were granted to pay origination fees for amounts loaned to issuer.
  • [F3]The Reporting Person received 1,120,000 shares of common stock in exchange for 160,000 shares of Series D Preferred Stock in an issuer exchange offer. As explained in footnote 1, the shares of Series D Preferred Stock were originally issued as compensation for services provided by David Derrick, however, at Mr. Derrick's request, the shares were issued in the name of ADP Management Corporation.
  • [F4]The Series D Preferred shares had a conversion ratio of five-for-one, were convertible at any time, and had no expiration date; however, under the terms of the issuer exchange offer, the Reporting Person was entitled to exchange each share of Series D Preferred Stock for seven shares of common stock.
  • [F5]The shares represent a stock bonus granted to David Derrick; however, at Mr. Derrick's request, such shares were issued in the name of ADP Management Corporation.
  • [F6]The shares of common stock were granted to pay accrued compensation for services rendered by David Derrick to issuer; however, at Mr. Derrick's request, such shares were issued in the name of ADP Management Corporation.
  • [F7]The shares were disposed of in a private transaction.
  • [F8]The purchase price for the shares consisted of the conversion of $120,000 in principal and interest on a convertible debenture issued by issuer into the shares at a conversion price of $0.75 per share.
  • [F9]The purchase price for the shares consisted of the conversion of $106,666 in principal and interest on a convertible debenture issued by issuer into the shares at a conversion price of $0.75 per share.

Documents

1 file

Issuer

ACTIVECARE, INC.

CIK 0001429896

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001429896

Filing Metadata

Form type
4
Filed
Dec 2, 7:00 PM ET
Accepted
Dec 3, 1:48 PM ET
Size
54.8 KB
View on SEC.gov