ACTUANT CORP 4
4 · ACTUANT CORP · Filed Jan 22, 2015
Insider Transaction Report
Form 4
ACTUANT CORPATU
Goldstein Mark
Chief Operating Officer
Transactions
- Award
Class A Common Stock
2015-01-20+31,984→ 172,822 total - Award
Employee Stock Option (Right to Buy)
2015-01-20+81,385→ 81,385 totalExercise: $22.98Exp: 2025-01-20→ Class A Common Stock (81,385 underlying)
Holdings
- 8,000(indirect: By IRA)
Class A Common Stock
- 7,598(indirect: By 401(k))
Class A Common Stock
- 1,186(indirect: By ESPP)
Class A Common Stock
- 35,069(indirect: By Deferred Compensation)
Class A Common Stock
Footnotes (7)
- [F1]Restricted Stock Units granted under the Actuant Corporation 2009 Omnibus Incentive Plan.
- [F2]Not applicable.
- [F3]Adjusted to reflect a change in form of beneficial ownership from direct to indirect pursuant to Rule 16a-13 with respect to 13,850 shares.
- [F4]Represents the best estimate of the number of share equivalents held by the person in the unitized stock fund of the Actuant 401(k) Plan. The unitized stock fund consists of stock of Actuant and cash and other short term investments. The number of Actuant share equivalents fluctuates depending on the ratio of the number of shares of stock of Actuant in the fund to other investments.
- [F5]Best estimate of shares held pursuant to Actuant Corporation Deferred Compensation Plan, including the 13,850 shares referenced in Footnote (3) of this Form 4.
- [F6]Option granted under the Actuant Corporation 2009 Omnibus Incentive Plan.
- [F7]Fifty percent of the option becomes exercisable on 01/20/2018 and the balance becomes exercisable on 01/20/2020.