Home/Filings/4/0001179110-15-001392
4//SEC Filing

LIQUIDITY SERVICES INC 4

Accession 0001179110-15-001392

$LQDTCIK 0001235468operating

Filed

Jan 28, 7:00 PM ET

Accepted

Jan 29, 6:00 PM ET

Size

23.3 KB

Accession

0001179110-15-001392

Insider Transaction Report

Form 4
Period: 2015-01-15
Williams James Edwin
VP, Gen. Counsel & Secretary
Transactions
  • Other

    Employee Stock Grant

    2015-01-152,7530 total
    Exercise: $38.09Exp: 2022-10-01Common Stock (2,753 underlying)
  • Other

    Employee Stock Option

    2015-01-151,8350 total
    Exercise: $38.09Exp: 2022-10-01Common Stock (1,835 underlying)
Holdings
  • Common Stock

    700
  • Employee Stock Grant

    Exercise: $21.99Exp: 2023-10-01Common Stock (3,769 underlying)
    3,769
  • Employee Stock Option

    Exercise: $9.05Exp: 2019-10-01Common Stock (508 underlying)
    508
  • Employee Stock Option

    Exercise: $38.09Exp: 2022-10-01Common Stock (1,835 underlying)
    1,835
  • Employee Stock Grant

    Exercise: $15.47Exp: 2020-10-01Common Stock (2,764 underlying)
    2,764
  • Employee Stock Grant

    Exercise: $31.11Exp: 2021-10-01Common Stock (897 underlying)
    897
  • Employee Stock Grant

    Exercise: $38.09Exp: 2022-10-01Common Stock (1,377 underlying)
    1,377
  • Employee Stock Grant

    Exercise: $21.99Exp: 2023-10-01Common Stock (2,828 underlying)
    2,828
  • Employee Stock Option

    Exercise: $15.47Exp: 2020-10-01Common Stock (2,706 underlying)
    2,706
  • Employee Stock Option

    Exercise: $31.11Exp: 2021-10-01Common Stock (5,950 underlying)
    5,950
  • Employee Stock Option

    Exercise: $21.99Exp: 2023-10-01Common Stock (7,985 underlying)
    7,985
  • Employee Stock Option

    Exercise: $21.99Exp: 2023-10-01Common Stock (7,985 underlying)
    7,985
Footnotes (14)
  • [F1]These options became fully vested on October 1, 2013.
  • [F10]This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
  • [F11]Twenty-five percent of this restricted stock grant vested on October 1, 2014 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
  • [F12]These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
  • [F13]Twenty-five percent of this option grant vested on October 1, 2014 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
  • [F14]This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
  • [F2]These options became fully vested on October 1, 2014.
  • [F3]These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
  • [F4]Twenty-five percent of this restricted stock grant vested on October 1, 2012 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
  • [F5]Twenty-five percent of this option grant vested on October 1, 2012 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
  • [F6]Twenty-five percent of this restricted stock grant vested on October 1, 2013 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
  • [F7]On January 15, 2015, the reporting person surrendered this equity grant for cancellation by the Issuer.
  • [F8]These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
  • [F9]Twenty-five percent of this option grant vested on October 1, 2013 and thereafter 1/48th of the option grant will vest each month for thirty-six months.

Issuer

LIQUIDITY SERVICES INC

CIK 0001235468

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001235468

Filing Metadata

Form type
4
Filed
Jan 28, 7:00 PM ET
Accepted
Jan 29, 6:00 PM ET
Size
23.3 KB