Home/Filings/4/A/0001179110-15-001622
4/A//SEC Filing

Five Oaks Investment Corp. 4/A

Accession 0001179110-15-001622

$LFTCIK 0001547546operating

Filed

Feb 2, 7:00 PM ET

Accepted

Feb 3, 6:02 PM ET

Size

8.9 KB

Accession

0001179110-15-001622

Insider Transaction Report

Form 4/AAmended
Period: 2013-03-27
Carroll David C.
DirectorCEO and President
Transactions
  • Other

    Common Stock

    2013-03-27+5,76737,455 total
Footnotes (2)
  • [F1]Represents restricted common stock granted on March 27, 2013 by Oak Circle Capital Partners LLC pursuant to the Issuer's Manager Equity Plan. One-third of these shares vest on each of the first, second and third anniversaries of the grant date
  • [F2]Omitted from the reporting person's original Form 4 was the notation that an aggregate of one-third of this grant is held in trusts for each of the reporting person's two daughters.

Issuer

Five Oaks Investment Corp.

CIK 0001547546

Entity typeoperating
IncorporatedMD

Related Parties

1
  • filerCIK 0001547546

Filing Metadata

Form type
4/A
Filed
Feb 2, 7:00 PM ET
Accepted
Feb 3, 6:02 PM ET
Size
8.9 KB