Five Oaks Investment Corp. 4/A
4/A · Five Oaks Investment Corp. · Filed Feb 3, 2015
Insider Transaction Report
Form 4/AAmended
Carroll David C.
DirectorCEO and President
Transactions
- Other
Common Stock
2013-03-27+5,767→ 37,455 total
Footnotes (2)
- [F1]Represents restricted common stock granted on March 27, 2013 by Oak Circle Capital Partners LLC pursuant to the Issuer's Manager Equity Plan. One-third of these shares vest on each of the first, second and third anniversaries of the grant date
- [F2]Omitted from the reporting person's original Form 4 was the notation that an aggregate of one-third of this grant is held in trusts for each of the reporting person's two daughters.