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4//SEC Filing

AMERIPRISE FINANCIAL INC 4

Accession 0001179110-15-001869

$AMPCIK 0000820027operating

Filed

Feb 3, 7:00 PM ET

Accepted

Feb 4, 6:10 PM ET

Size

8.3 KB

Accession

0001179110-15-001869

Insider Transaction Report

Form 4
Period: 2015-02-02
Froude Donald E
President, U.S. Advisor Group
Transactions
  • Award

    Common Stock

    2015-02-02+3,61124,256 total
  • Award

    Employee Stock Option (right to buy)

    2015-02-02+37,06037,060 total
    Exercise: $128.76Exp: 2025-02-03Common Stock (37,060 underlying)
Holdings
  • Common Stock

    (indirect: By 401(k))
    4,253.42
Footnotes (3)
  • [F1]Restricted stock unit award, granted under the Ameriprise Financial 2005 Incentive Compensation Plan, will vest in three equal installments on February 2, 2016, February 2, 2017 and February 2, 2018.
  • [F2]Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of February 2, 2015. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
  • [F3]One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 2, 2015.

Issuer

AMERIPRISE FINANCIAL INC

CIK 0000820027

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000820027

Filing Metadata

Form type
4
Filed
Feb 3, 7:00 PM ET
Accepted
Feb 4, 6:10 PM ET
Size
8.3 KB