Home/Filings/4/0001179110-15-002245
4//SEC Filing

AMERIPRISE FINANCIAL INC 4

Accession 0001179110-15-002245

$AMPCIK 0000820027operating

Filed

Feb 9, 7:00 PM ET

Accepted

Feb 10, 5:04 PM ET

Size

10.9 KB

Accession

0001179110-15-002245

Insider Transaction Report

Form 4
Period: 2015-02-06
Froude Donald E
President, U.S. Advisor Group
Transactions
  • Tax Payment

    Common Stock

    2015-02-07$134.79/sh679$91,52230,165 total
  • Award

    Phantom Stock

    2015-02-06$134.79/sh+863.566$116,40029,836.252 total
    Common Stock (863.566 underlying)
  • Award

    Common Stock

    2015-02-06+16,82240,266 total
  • Tax Payment

    Common Stock

    2015-02-06$134.79/sh9,422$1,269,99130,844 total
Holdings
  • Common Stock

    (indirect: By 401(k))
    4,251.12
Footnotes (3)
  • [F1]Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of February 7, 2015. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
  • [F2]Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
  • [F3]Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.

Issuer

AMERIPRISE FINANCIAL INC

CIK 0000820027

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000820027

Filing Metadata

Form type
4
Filed
Feb 9, 7:00 PM ET
Accepted
Feb 10, 5:04 PM ET
Size
10.9 KB