Home/Filings/4/0001179110-15-002337
4//SEC Filing

LPATH, INC 4

Accession 0001179110-15-002337

CIK 0001251769operating

Filed

Feb 10, 7:00 PM ET

Accepted

Feb 11, 5:37 PM ET

Size

11.4 KB

Accession

0001179110-15-002337

Insider Transaction Report

Form 4
Period: 2015-02-09
Transactions
  • Exercise/Conversion

    Common Stock

    2015-02-10+7,14328,441 total
  • Tax Payment

    Common Stock

    2015-02-10$2.87/sh2,500$7,17525,941 total
  • Exercise/Conversion

    Restricted Stock Unit

    2015-02-107,1430 total
    Common Stock (7,143 underlying)
  • Award

    Stock Option (Right to Buy)

    2015-02-09+50,00050,000 total
    Exercise: $2.86Exp: 2025-02-19Common Stock (50,000 underlying)
Footnotes (5)
  • [F1]Represents a restricted stock unit previously reported as 50,000 shares as adjusted to reflect a 1-for-7 reverse stock split that occurred on October 8, 2012.
  • [F2]The restricted stock unit represented a right to receive shares of the Issuer's common stock, subject to vesting requirements, at no additional conversion or exercise price.
  • [F3]The shares were withheld at the election of the reporting person to satisfy the Issuer's minimum tax withholding obligations in connection with the vesting and delivery of restricted stock units granted in February 2010.
  • [F4]25% of the option shares vest and become exercisable one year following the date of grant (Feburary 9, 2015) and the remaining shares will vest and become exercisable in 36 equal monthly installments thereafter.
  • [F5]25% of the Restricted Stock Units vested one year following the date of grant (February 10, 2010) and the remaining shares vested in 12 equal quarterly installments thereafter. Vested shares were delivered to the reporting person on the fifth anniversary of the date of grant.

Issuer

LPATH, INC

CIK 0001251769

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001251769

Filing Metadata

Form type
4
Filed
Feb 10, 7:00 PM ET
Accepted
Feb 11, 5:37 PM ET
Size
11.4 KB