4//SEC Filing
GFI Group Inc. 4
Accession 0001179110-15-003828
CIK 0001292426operating
Filed
Mar 1, 7:00 PM ET
Accepted
Mar 2, 5:48 PM ET
Size
15.1 KB
Accession
0001179110-15-003828
Insider Transaction Report
Form 4
GFI Group Inc.GFIG
Gooch Michael
DirectorChairman and CEO10% Owner
Transactions
- Other
Restricted Stock Units
2015-02-26−52,308→ 0 total→ Common Stock (52,308 underlying) - Other
Restricted Stock Units
2015-02-26−87,977→ 0 total→ Common Stock (87,977 underlying) - Other
Restricted Stock Units
2015-02-26−70,036→ 0 total→ Common Stock (70,036 underlying)
Holdings
- 300,073
Common Stock
- 46,220,128(indirect: See footnote)
Common Stock
- 5,264(indirect: See footnote)
Common Stock
- 238,848(indirect: See footnote)
Common Stock
- 42,104(indirect: See footnote)
Common Stock
Footnotes (9)
- [F1]Represents 5,264 shares of Common Stock owned by Magnetic Management LLC. Magnetic Management LLC is a wholly-owned subsidiary of Jersey Partners, Inc. Mr. Gooch is the President and controlling shareholder of Jersey Partners, Inc. Through Jersey Partners, Inc., Mr. Gooch has voting power with respect to these shares but disclaims beneficial ownership.
- [F2]Represents 238,848 shares of Common Stock owned by N-Two LLC, a subsidiary of Jersey Partners, Inc. Mr. Gooch is the President and controlling shareholder of Jersey Partners, Inc.
- [F3]Represents shares of Common Stock owned by Jersey Partners, Inc. Mr. Gooch is the President and controlling shareholder of Jersey Partners, Inc.
- [F4]Represents 42,104 shares of Common Stock owned by the Gooch Investment Trust. Mr. Gooch has voting power with respect to these shares but disclaims beneficial ownership.
- [F5]Includes 1,320 shares owned by the Reporting Person's children. The Reporting Person disclaims beneficial ownership with respect to these shares.
- [F6]The Restricted Stock Units vest 33% on the first anniversary, 33% on the second anniversary and 34% on the third anniversary of the date of grant and have no expiration date. The date of grant was March 31, 2012.
- [F7]The Restricted Stock Units vest 33% on the first anniversary, 33% on the second anniversary and 34% on the third anniversary of the date of grant and have no expiration date. The date of grant was March 31, 2013.
- [F8]The Restricted Stock Units vest 33% on the first anniversary, 33% on the second anniversary and 34% on the third anniversary of the date of grant and have no expiration date. The date of grant was March 31, 2014.
- [F9]Pursuant to that certain Tender Offer Agreement, dated as of February 19, 2015, by and among BGC Partners, Inc., BGC Partners, L.P. and the Issuer, upon the closing of the tender offer, the Restricted Stock Units were converted into the right to receive an amount in cash equal to $6.10 with respect to each share of common stock underlying such award, with such cash payable on and subject to the terms and conditions of the original vesting schedule of the Restricted Stock Units.
Documents
Issuer
GFI Group Inc.
CIK 0001292426
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001292426
Filing Metadata
- Form type
- 4
- Filed
- Mar 1, 7:00 PM ET
- Accepted
- Mar 2, 5:48 PM ET
- Size
- 15.1 KB