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4//SEC Filing

AMERIPRISE FINANCIAL INC 4

Accession 0001179110-15-006338

$AMPCIK 0000820027operating

View on SEC.gov Company Profile

Filed

Apr 14, 8:00 PM ET

Accepted

Apr 15, 6:11 PM ET

Size

21.0 KB

Accession

0001179110-15-006338

Insider Transaction Report

Form 4

Period: 2015-04-13

AMERIPRISE FINANCIAL INCAMP

Junek John Carl

Exec VP and General Counsel

Transactions

Sale
Common Stock
2015-04-14$130.00/sh−1,767$229,710→ 22,393 total
Exercise/Conversion
Employee Stock Option (right to buy)
2015-04-13−4,782→ 19,129 total
Exercise: $37.23Exp: 2020-02-09→ Common Stock (4,782 underlying)
Sale
Common Stock
2015-04-15$129.95/sh−1,341$174,263→ 19,712 total
Exercise/Conversion
Common Stock
2015-04-13$37.23/sh+4,782$178,034→ 28,515 total
Tax Payment
Common Stock
2015-04-13$125.00/sh−3,043$380,375→ 25,472 total
Sale
Common Stock
2015-04-13$125.00/sh−1,739$217,375→ 23,733 total
Exercise/Conversion
Employee Stock Option (right to buy)
2015-04-14−4,782→ 14,347 total
Exercise: $37.23Exp: 2020-02-09→ Common Stock (4,782 underlying)
Sale
Common Stock
2015-04-13$124.32/sh−1,340$166,589→ 22,393 total
Exercise/Conversion
Common Stock
2015-04-14$37.23/sh+4,782$178,034→ 27,175 total
Tax Payment
Common Stock
2015-04-14$130.00/sh−3,015$391,950→ 24,160 total
Sale
Common Stock
2015-04-14$126.50/sh−1,340$169,510→ 21,053 total

Holdings

Common Stock
(indirect: By 401(k))
32.21

Footnotes (2)

[F1]Option exercise and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 23, 2014.
[F2]Fully vested.

Documents

1 file

4
edgar.xmlPrimary
FORM 4 -

Issuer

AMERIPRISE FINANCIAL INC

CIK 0000820027

Entity typeoperating

IncorporatedDE

Related Parties

1

filerCIK 0000820027

Filing Metadata

Form type: 4
Filed: Apr 14, 8:00 PM ET
Accepted: Apr 15, 6:11 PM ET
Size: 21.0 KB

View on SEC.gov