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AMERIPRISE FINANCIAL INC · Apr 15, 6:11 PM ET

AMERIPRISE FINANCIAL INC 4

4 · AMERIPRISE FINANCIAL INC · Filed Apr 15, 2015

Insider Transaction Report

Form 4
Period: 2015-04-13
AMERIPRISE FINANCIAL INCAMP
Junek John Carl
Exec VP and General Counsel
Transactions
  • Sale

    Common Stock

    2015-04-14$130.00/sh−1,767$229,710→ 22,393 total
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2015-04-13−4,782→ 19,129 total
    Exercise: $37.23Exp: 2020-02-09→ Common Stock (4,782 underlying)
  • Sale

    Common Stock

    2015-04-15$129.95/sh−1,341$174,263→ 19,712 total
  • Exercise/Conversion

    Common Stock

    2015-04-13$37.23/sh+4,782$178,034→ 28,515 total
  • Tax Payment

    Common Stock

    2015-04-13$125.00/sh−3,043$380,375→ 25,472 total
  • Sale

    Common Stock

    2015-04-13$125.00/sh−1,739$217,375→ 23,733 total
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2015-04-14−4,782→ 14,347 total
    Exercise: $37.23Exp: 2020-02-09→ Common Stock (4,782 underlying)
  • Sale

    Common Stock

    2015-04-13$124.32/sh−1,340$166,589→ 22,393 total
  • Exercise/Conversion

    Common Stock

    2015-04-14$37.23/sh+4,782$178,034→ 27,175 total
  • Tax Payment

    Common Stock

    2015-04-14$130.00/sh−3,015$391,950→ 24,160 total
  • Sale

    Common Stock

    2015-04-14$126.50/sh−1,340$169,510→ 21,053 total
Holdings

  • Common Stock

    (indirect: By 401(k))
    32.21
Footnotes (2)
  • [F1]Option exercise and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 23, 2014.
  • [F2]Fully vested.

Documents

1 file
  • 4
    edgar.xmlPrimary

    FORM 4 -