4//SEC Filing
ALDER BIOPHARMACEUTICALS INC 4
Accession 0001179110-15-012105
CIK 0001423824operating
Filed
Aug 12, 8:00 PM ET
Accepted
Aug 13, 7:50 PM ET
Size
37.0 KB
Accession
0001179110-15-012105
Insider Transaction Report
Form 4
BAYLESS JON W
Other
Transactions
- Other
Common Stock
2015-08-12+3,316→ 6,980 total - Other
Common Stock
2015-08-12+4,115→ 8,662 total - Sale
Common Stock
2015-08-11$40.40/sh−115,358$4,660,763→ 1,909,125 total(indirect: See Footnote) - Other
Common Stock
2015-08-12+42→ 16,306 total(indirect: See Footnote) - Other
Common Stock
2015-08-12+1,259→ 2,651 total - Sale
Common Stock
2015-08-12$40.03/sh−97,109$3,887,409→ 1,812,016 total(indirect: See Footnote) - Other
Common Stock
2015-08-12+4,115→ 8,662 total - Other
Common Stock
2015-08-12+3,316→ 6,980 total - Other
Common Stock
2015-08-12−1,795,752→ 16,264 total(indirect: See Footnote) - Other
Common Stock
2015-08-15+2,517→ 5,299 total - Other
Common Stock
2015-08-12+2,118→ 4,458 total - Other
Common Stock
2015-08-12+2,118→ 4,458 total
DOMENIK STEPHEN L
Other
Transactions
- Sale
Common Stock
2015-08-12$40.03/sh−97,109$3,887,409→ 1,812,016 total(indirect: See Footnote) - Other
Common Stock
2015-08-12+2,118→ 4,458 total - Other
Common Stock
2015-08-12−1,795,752→ 16,264 total(indirect: See Footnote) - Other
Common Stock
2015-08-12+42→ 16,306 total(indirect: See Footnote) - Other
Common Stock
2015-08-12+4,115→ 8,662 total - Other
Common Stock
2015-08-12+3,316→ 6,980 total - Other
Common Stock
2015-08-12+3,316→ 6,980 total - Sale
Common Stock
2015-08-11$40.40/sh−115,358$4,660,763→ 1,909,125 total(indirect: See Footnote) - Other
Common Stock
2015-08-12+1,259→ 2,651 total - Other
Common Stock
2015-08-15+2,517→ 5,299 total - Other
Common Stock
2015-08-12+4,115→ 8,662 total - Other
Common Stock
2015-08-12+2,118→ 4,458 total
KIMZEY JACKIE R
Other
Transactions
- Other
Common Stock
2015-08-12−1,795,752→ 16,264 total(indirect: See Footnote) - Sale
Common Stock
2015-08-11$40.40/sh−115,358$4,660,763→ 1,909,125 total(indirect: See Footnote) - Other
Common Stock
2015-08-12+4,115→ 8,662 total - Other
Common Stock
2015-08-12+3,316→ 6,980 total - Other
Common Stock
2015-08-12+2,118→ 4,458 total - Other
Common Stock
2015-08-12+1,259→ 2,651 total - Other
Common Stock
2015-08-15+2,517→ 5,299 total - Sale
Common Stock
2015-08-12$40.03/sh−97,109$3,887,409→ 1,812,016 total(indirect: See Footnote) - Other
Common Stock
2015-08-12+42→ 16,306 total(indirect: See Footnote) - Other
Common Stock
2015-08-12+3,316→ 6,980 total - Other
Common Stock
2015-08-12+4,115→ 8,662 total - Other
Common Stock
2015-08-12+2,118→ 4,458 total
JAGGERS JOHN V
Other
Transactions
- Sale
Common Stock
2015-08-11$40.40/sh−115,358$4,660,763→ 1,909,125 total(indirect: See Footnote) - Other
Common Stock
2015-08-12−1,795,752→ 16,264 total(indirect: See Footnote) - Other
Common Stock
2015-08-12+4,115→ 8,662 total - Sale
Common Stock
2015-08-12$40.03/sh−97,109$3,887,409→ 1,812,016 total(indirect: See Footnote) - Other
Common Stock
2015-08-12+42→ 16,306 total(indirect: See Footnote) - Other
Common Stock
2015-08-12+1,259→ 2,651 total - Other
Common Stock
2015-08-12+3,316→ 6,980 total - Other
Common Stock
2015-08-15+2,517→ 5,299 total - Other
Common Stock
2015-08-12+2,118→ 4,458 total - Other
Common Stock
2015-08-12+3,316→ 6,980 total - Other
Common Stock
2015-08-12+4,115→ 8,662 total - Other
Common Stock
2015-08-12+2,118→ 4,458 total
SCHUELE ALAN R
Other
Transactions
- Other
Common Stock
2015-08-12+42→ 16,306 total(indirect: See Footnote) - Other
Common Stock
2015-08-12+3,316→ 6,980 total - Other
Common Stock
2015-08-15+2,517→ 5,299 total - Other
Common Stock
2015-08-12+2,118→ 4,458 total - Other
Common Stock
2015-08-12−1,795,752→ 16,264 total(indirect: See Footnote) - Sale
Common Stock
2015-08-12$40.03/sh−97,109$3,887,409→ 1,812,016 total(indirect: See Footnote) - Other
Common Stock
2015-08-12+4,115→ 8,662 total - Other
Common Stock
2015-08-12+2,118→ 4,458 total - Sale
Common Stock
2015-08-11$40.40/sh−115,358$4,660,763→ 1,909,125 total(indirect: See Footnote) - Other
Common Stock
2015-08-12+1,259→ 2,651 total - Other
Common Stock
2015-08-12+3,316→ 6,980 total - Other
Common Stock
2015-08-12+4,115→ 8,662 total
STURIALE NICHOLAS G
Other
Transactions
- Other
Common Stock
2015-08-12+1,259→ 2,651 total - Other
Common Stock
2015-08-12+3,316→ 6,980 total - Other
Common Stock
2015-08-12+2,118→ 4,458 total - Sale
Common Stock
2015-08-11$40.40/sh−115,358$4,660,763→ 1,909,125 total(indirect: See Footnote) - Sale
Common Stock
2015-08-12$40.03/sh−97,109$3,887,409→ 1,812,016 total(indirect: See Footnote) - Other
Common Stock
2015-08-12−1,795,752→ 16,264 total(indirect: See Footnote) - Other
Common Stock
2015-08-12+42→ 16,306 total(indirect: See Footnote) - Other
Common Stock
2015-08-12+4,115→ 8,662 total - Other
Common Stock
2015-08-12+3,316→ 6,980 total - Other
Common Stock
2015-08-15+2,517→ 5,299 total - Other
Common Stock
2015-08-12+2,118→ 4,458 total - Other
Common Stock
2015-08-12+4,115→ 8,662 total
McLean David J.
Other
Transactions
- Other
Common Stock
2015-08-12+3,316→ 6,980 total - Other
Common Stock
2015-08-12+2,118→ 4,458 total - Other
Common Stock
2015-08-12+2,118→ 4,458 total - Sale
Common Stock
2015-08-11$40.40/sh−115,358$4,660,763→ 1,909,125 total(indirect: See Footnote) - Sale
Common Stock
2015-08-12$40.03/sh−97,109$3,887,409→ 1,812,016 total(indirect: See Footnote) - Other
Common Stock
2015-08-12−1,795,752→ 16,264 total(indirect: See Footnote) - Other
Common Stock
2015-08-12+42→ 16,306 total(indirect: See Footnote) - Other
Common Stock
2015-08-12+1,259→ 2,651 total - Other
Common Stock
2015-08-15+2,517→ 5,299 total - Other
Common Stock
2015-08-12+4,115→ 8,662 total - Other
Common Stock
2015-08-12+4,115→ 8,662 total - Other
Common Stock
2015-08-12+3,316→ 6,980 total
OXAAL JOHN T
Other
Transactions
- Other
Common Stock
2015-08-12+3,316→ 6,980 total - Other
Common Stock
2015-08-12+3,316→ 6,980 total - Other
Common Stock
2015-08-15+2,517→ 5,299 total - Other
Common Stock
2015-08-12+2,118→ 4,458 total - Sale
Common Stock
2015-08-12$40.03/sh−97,109$3,887,409→ 1,812,016 total(indirect: See Footnote) - Other
Common Stock
2015-08-12+1,259→ 2,651 total - Other
Common Stock
2015-08-12+2,118→ 4,458 total - Sale
Common Stock
2015-08-11$40.40/sh−115,358$4,660,763→ 1,909,125 total(indirect: See Footnote) - Other
Common Stock
2015-08-12−1,795,752→ 16,264 total(indirect: See Footnote) - Other
Common Stock
2015-08-12+42→ 16,306 total(indirect: See Footnote) - Other
Common Stock
2015-08-12+4,115→ 8,662 total - Other
Common Stock
2015-08-12+4,115→ 8,662 total
Footnotes (16)
- [F1]The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $41.90 to $40.00 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities And Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- [F10]Represents the receipt of shares by Bayless of Common Stock of the Issuer by virtue of the pro rata in-kind distribution described in footnote (5) above.
- [F11]Represents the receipt of shares by Domenik of Common Stock of the Issuer by virtue of the pro rata in-kind distribution described in footnote (5) above.
- [F12]Represents the receipt of shares by Kimzey of Common Stock of the Issuer by virtue of the pro rata in-kind distribution described in footnote (5) above.
- [F13]Represents the receipt of shares by McLean of Common Stock of the Issuer by virtue of the pro rata in-kind distribution described in footnote (5) above.
- [F14]Represents the receipt of shares by Oxaal of Common Stock of the Issuer by virtue of the pro rata in-kind distribution described in footnote (5) above.
- [F15]Represents the receipt of shares by Schuele of Common Stock of the Issuer by virtue of the pro rata in-kind distribution described in footnote (5) above.
- [F16]Represents the receipt of shares by Sturiale of Common Stock of the Issuer by virtue of the pro rata in-kind distribution described in footnote (5) above.
- [F2]Total Common Shares of 1,909,125 represents 46 shares owned directly by SRB Associates IX L.P. ("SRBAIX"), 1,860,948 shares owned directly by Sevin Rosen Fund IX L.P. ("SRFIX"), 48,131 shares owned directly by Sevin Rosen IX Affiliates Fund L.P. ("SRFIX AFF"). John V. Jaggers ("Jaggers"), Jon W. Bayless ("Bayless") Stephen L. Domenik, ("Domenik"), Jackie R.Kimzey ("Kimzey") David J. McLean ("McLean"), John T. Oxaal ("Oxaal"), Alan R. Schuele ("Schuele") and Nicholas G. Sturiale ("Sturiale") are members of the general partner of SRBAIX, the general partner of SRFIX and SRIX AFF, and as members are deemed to have shared voting and dispositive power of the shares and disclaim beneficial ownership of these shares except to the extent of his proportionate interest in these shares.
- [F3]The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $40.26 to $40.00 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities And Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- [F4]Total Common Shares of 1,812,016 represents 46 shares owned directly by SRBAIX, 1,765,877 shares owned directly by SRFIX and 46,093 shares owned directly by SRFIX AFF. Jaggers, Bayless, Domenik, Kimzey, McLean, Oxaal, Schuele and Sturiale are members of the general partner of SRBAIX, the general partner of SRFIX and SRIX AFF, and as members are deemed to have shared voting and dispositive power of the shares and disclaim beneficial ownership of these shares except to the extent of his proportionate interest in these shares.
- [F5]Represents a pro-rata in-kind distribution, without additional consideration, of 1,750,000 shares of Common Stock of the Issuer by SRFIX and 45,752 shares of Common Stock of the Issuer by SRIXAFF.
- [F6]Total Common Shares of 16,264 represents 46 shares owned directly by SRBAIX, 15,877 shares owned directly by SRFIX and 341 shares owned directly by SRIX AFF. Jaggers, Bayless, Domenik, Kimzey, McLean, Oxaal, Schuele and Sturiale are members of the general partner of SRBAIX, the general partner of SRFIX and SRIX AFF, and as members are deemed to have shared voting and dispositive power of the shares and disclaim beneficial ownership of these shares except to the extent of his proportionate interest in these shares.
- [F7]Represents the receipt of shares by SRBAIX of Common Stock of the Issuer by virtue of the pro rata in-kind distribution described in footnote (5) above.
- [F8]Total Common Shares of 16,306 represents 88 shares owned directly by SRBAIX, 15,877 shares owned directly by SRFIX and 341 shares owned directly by SRIX AFF. Jaggers, Bayless, Domenik, Kimzey, McLean, Oxaal, Schuele and Sturiale are members of the general partner of SRBAIX, the general partner of SRFIX and SRIX AFF, and as members are deemed to have shared voting and dispositive power of the shares and disclaim beneficial ownership of these shares except to the extent of his proportionate interest in these shares.
- [F9]Represents the receipt of shares by Jaggers of Common Stock of the Issuer by virtue of the pro rata in-kind distribution described in footnote (5) above.
Documents
Issuer
ALDER BIOPHARMACEUTICALS INC
CIK 0001423824
Entity typeoperating
Related Parties
1- filerCIK 0001423824
Filing Metadata
- Form type
- 4
- Filed
- Aug 12, 8:00 PM ET
- Accepted
- Aug 13, 7:50 PM ET
- Size
- 37.0 KB