Ocata Therapeutics, Inc. 4
4 · Ocata Therapeutics, Inc. · Filed Jan 4, 2016
Insider Transaction Report
Form 4
SHAPIRO ALAN C
Director
Transactions
- Award
Common Stock
2015-12-31+1,250→ 252,206 total(indirect: By Trust) - Award
Stock Option (Right to Buy)
2016-01-04+5,000→ 5,000 totalExercise: $8.36From: 2016-01-04Exp: 2026-01-04→ Common Stock (5,000 underlying) - Other
Common Stock
2015-12-31+0→ 15,530 total(indirect: By Trust)
Footnotes (4)
- [F1]Issued directly to Reporting Person by Issuer representing Board of Director Compensation.
- [F2]Held by the Alan Shapiro and Diane Ronningen TTEES FBO Shapiro Family Trust UAD 9/25/89, of which Reporting Person is Trustee.
- [F3]Held by the Diane Ronningen Grantor Retained Annuity Trust 2011 DTD 11/8/2011, of which Reporting Person is Trustee.
- [F4]Held by the Alan C. Shapiro Grantor Retained Annuity Trust 2011 DTD 11/8/2011, of which Reporting Person is Trustee.