4//SEC Filing
LIQUIDITY SERVICES INC 4
Accession 0001179110-16-017578
$LQDTCIK 0001235468operating
Filed
Jan 7, 7:00 PM ET
Accepted
Jan 8, 5:10 PM ET
Size
31.6 KB
Accession
0001179110-16-017578
Insider Transaction Report
Form 4
Williams James Edwin
VP, Gen. Counsel & Secretary
Transactions
- Award
Employee Stock Grant
2015-12-22+4,417→ 4,417 totalExercise: $6.63Exp: 2025-10-01→ Common Stock (4,417 underlying) - Award
Employee Stock Option
2015-12-22+2,421→ 2,421 totalExercise: $6.63Exp: 2025-10-01→ Common Stock (2,421 underlying) - Award
Employee Stock Grant
2015-12-22+17,667→ 17,667 totalExercise: $6.63Exp: 2025-10-01→ Common Stock (17,667 underlying) - Award
Employee Stock Option
2015-12-22+9,683→ 9,683 totalExercise: $6.63Exp: 2025-10-01→ Common Stock (9,683 underlying)
Holdings
- 689
Employee Stock Grant
Exercise: $38.09Exp: 2022-10-01→ Common Stock (689 underlying) - 3,881
Employee Stock Grant
Exercise: $10.41Exp: 2024-10-01→ Common Stock (3,881 underlying) - 9,053
Employee Stock Option
Exercise: $10.41Exp: 2024-10-01→ Common Stock (9,053 underlying) - 700
Common Stock
- 2,765
Employee Stock Grant
Exercise: $15.47Exp: 2020-10-01→ Common Stock (2,765 underlying) - 2,263
Employee Stock Option
Exercise: $10.41Exp: 2024-10-01→ Common Stock (2,263 underlying) - 508
Employee Stock Option
Exercise: $9.05Exp: 2019-10-01→ Common Stock (508 underlying) - 5,950
Employee Stock Option
Exercise: $31.11Exp: 2021-10-01→ Common Stock (5,950 underlying) - 7,985
Employee Stock Option
Exercise: $21.99Exp: 2023-10-01→ Common Stock (7,985 underlying) - 11,642
Employee Stock Grant
Exercise: $10.41Exp: 2024-10-01→ Common Stock (11,642 underlying) - 1,835
Employee Stock Option
Exercise: $38.09Exp: 2022-10-01→ Common Stock (1,835 underlying) - 3,769
Employee Stock Grant
Exercise: $21.99Exp: 2023-10-01→ Common Stock (3,769 underlying) - 2,706
Employee Stock Option
Exercise: $15.47Exp: 2020-10-01→ Common Stock (2,706 underlying) - 1,885
Employee Stock Grant
Exercise: $21.99Exp: 2023-10-01→ Common Stock (1,885 underlying) - 7,985
Employee Stock Option
Exercise: $21.99Exp: 2023-10-01→ Common Stock (7,985 underlying)
Footnotes (18)
- [F1]These options became fully vested on October 1, 2013.
- [F10]This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
- [F11]Twenty-five percent of this restricted stock grant vested on October 1, 2015 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
- [F12]These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
- [F13]Twenty-five percent of this option grant vested on October 1, 2015 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
- [F14]This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
- [F15]Twenty-five percent of this restricted stock grant will vest on October 1, 2016 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
- [F16]These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
- [F17]Twenty-five percent of this option grant will vest on October 1, 2016 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
- [F18]This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
- [F2]These options became fully vested on October 1, 2014.
- [F3]These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
- [F4]These options became fully vested on October 1, 2015.
- [F5]Twenty-five percent of this restricted stock grant vested on October 1, 2013 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
- [F6]Twenty-five percent of this option grant vested on October 1, 2013 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
- [F7]Twenty-five percent of this restricted stock grant vested on October 1, 2014 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
- [F8]These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
- [F9]Twenty-five percent of this option grant vested on October 1, 2014 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
Documents
Issuer
LIQUIDITY SERVICES INC
CIK 0001235468
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001235468
Filing Metadata
- Form type
- 4
- Filed
- Jan 7, 7:00 PM ET
- Accepted
- Jan 8, 5:10 PM ET
- Size
- 31.6 KB