AMERIPRISE FINANCIAL INC 4
4 · AMERIPRISE FINANCIAL INC · Filed Feb 3, 2016
Insider Transaction Report
Form 4
SARLES H JAY
Director
Transactions
- Purchase
Common Stock
2016-02-01$89.52/sh+2,000$179,034→ 12,609 total(indirect: By Trust) - Award
Phantom Stock (Retainer Deferral)
2016-02-01$87.79/sh+177.982$15,625→ 177.982 total→ Common Stock (177.982 underlying)
Footnotes (3)
- [F1]Reflects the weighted average price of 2,000 shares of common stock of Ameriprise Financial, Inc. purchased by the reporting person in multiple transactions on February 1, 2016 with purchase prices ranging from $89.36 to $89.79 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- [F2]Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
- [F3]Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors.