AMERIPRISE FINANCIAL INC 4
4 · AMERIPRISE FINANCIAL INC · Filed Feb 3, 2016
Insider Transaction Report
Form 4
Junek John Carl
Exec VP and General Counsel
Transactions
- Award
Common Stock
2016-02-01+2,392→ 19,422 total - Tax Payment
Common Stock
2016-02-02$83.94/sh−238$19,978→ 19,184 total - Award
Employee Stock Option (right to buy)
2016-02-01+24,711→ 24,711 totalExercise: $87.79Exp: 2026-02-02→ Common Stock (24,711 underlying)
Holdings
- 32.98(indirect: By 401(k))
Common Stock
Footnotes (3)
- [F1]Restricted stock unit award, granted under the Ameriprise Financial 2005 Incentive Compensation Plan, will vest in three equal installments on February 1, 2017, February 1, 2018 and February 1, 2019.
- [F2]Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of February 2, 2016. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
- [F3]One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 1, 2016.