4/A//SEC Filing
AxoGen, Inc. 4/A
Accession 0001179110-16-025727
$AXGNCIK 0000805928operating
Filed
May 30, 8:00 PM ET
Accepted
May 31, 5:07 PM ET
Size
6.6 KB
Accession
0001179110-16-025727
Insider Transaction Report
Form 4/AAmended
AxoGen, Inc.AXGN
Leach Kevin
Vice President Marketing
Transactions
- Award
Employee Stock Option (right to purchase)
2016-03-14+160,000→ 160,000 totalExercise: $5.30Exp: 2023-03-14→ Common Stock (160,000 underlying)
Footnotes (2)
- [F1]All shares of Common Stock underlying the employee stock option will be fully vested on March 14, 2020 (4 years from the option grant date) based upon a vesting schedule whereby 25% of the aggregate shares vest on March 14, 2017 (12 months from the option grant date) and an additional 12.5% of the aggregate shares vest each 6 months thereafter.
- [F2]The option when issued and originally reported was not exercisable until such time as the number of shares reserved for issuance under the AxoGen, Inc. 2010 Stock Incentive Plan, as amended and restated, had been increased by an affirmative vote of the shareholders of AxoGen, Inc. in an amount that would exceed the shares of Common Stock issuable upon exercise of the option and all other options containing this provision granted prior to such shareholder vote. On May 26, 2016, the Shareholders of AxoGen, Inc. approved by affirmative vote an increase in the number of shares reserved for issuance under the AxoGen, Inc. 2010 Stock Incentive Plan, as amended and restated, that satisfied this contingency. This Amendment is provided to reflect that such contingency has been satisfied and the reported option is no longer subject to such contingency and is exercisable pursuant to its terms, including the vesting provisions provided in Footnote 1 hereof.
Documents
Issuer
AxoGen, Inc.
CIK 0000805928
Entity typeoperating
IncorporatedMN
Related Parties
1- filerCIK 0000805928
Filing Metadata
- Form type
- 4/A
- Filed
- May 30, 8:00 PM ET
- Accepted
- May 31, 5:07 PM ET
- Size
- 6.6 KB