Sientra, Inc. 4
4 · Sientra, Inc. · Filed Jun 27, 2016
Insider Transaction Report
Form 4
Sientra, Inc.SIEN
Simon Nicholas
Director10% Owner
Transactions
- Award
Common Stock
2016-06-23$6.69/sh+18,685$125,003→ 18,685 total
Holdings
- 2,730,765(indirect: See Note)
Common Stock
Footnotes (2)
- [F1]The common stock underlying this grant of restricted stock will vest on the earlier to occur of: (i) the day prior to the annual meeting of stockholders for the fiscal year following the date of grant or (ii) the one (1) year anniversary of the annual meeting of stockholders on which this award was granted, subject to continued service.
- [F2]Consists of 2,730,765 shares held of record by Clarus Lifesciences I, L.P., or Clarus I. Clarus Ventures I Management, L.P.,or Clarus I GPLP, is the sole general partner of Clarus I. Clarus Ventures I, LLC, or Clarus I GPLLC, is the sole general partner of Clarus I GPLP. Mr. Simon is a managing director of Clarus I GPLLC and may be deemed to beneficially own certain of the shares held of record by Clarus I. Mr. Simon disclaims beneficial ownership of all shares held of record by Clarus I, except to the extent of his pecuniary interest therein.