AMERIPRISE FINANCIAL INC 4
4 · AMERIPRISE FINANCIAL INC · Filed Jul 11, 2016
Insider Transaction Report
Form 4
Junek John Carl
Exec VP and General Counsel
Transactions
- Exercise/Conversion
Common Stock
2016-07-07+820.225→ 23,795.225 total - Exercise/Conversion
Phantom Stock
2016-07-07−820.225→ 13,876.234 total→ Common Stock (820.225 underlying) - Tax Payment
Common Stock
2016-07-07$88.08/sh−376.225$33,138→ 23,419 total
Holdings
- 33(indirect: By 401(k))
Common Stock
Footnotes (3)
- [F1]Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
- [F2]Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of July 8, 2016. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
- [F3]Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.