4//SEC Filing
AMERIPRISE FINANCIAL INC 4
Accession 0001179110-16-029496
$AMPCIK 0000820027operating
Filed
Sep 8, 8:00 PM ET
Accepted
Sep 9, 4:21 PM ET
Size
11.2 KB
Accession
0001179110-16-029496
Insider Transaction Report
Form 4
Junek John Carl
Exec VP and General Counsel
Transactions
- Sale
Common Stock
2016-09-07$100.30/sh−4,683$469,681→ 23,419 total - Tax Payment
Common Stock
2016-09-07$100.66/sh−9,664$972,778→ 28,102 total - Exercise/Conversion
Employee Stock Option (right to buy)
2016-09-07−14,347→ 0 totalExercise: $37.23Exp: 2020-02-09→ Common Stock (14,347 underlying) - Exercise/Conversion
Common Stock
2016-09-07$37.23/sh+14,347$534,139→ 37,766 total
Holdings
- 33.68(indirect: By 401(k))
Common Stock
Footnotes (3)
- [F1]Reflects the weighted average price of 4,683 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on September 7, 2016 with sale prices ranging from $100.29 to $100.314 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F2]Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of September 7, 2016. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
- [F3]Fully vested.
Documents
Issuer
AMERIPRISE FINANCIAL INC
CIK 0000820027
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000820027
Filing Metadata
- Form type
- 4
- Filed
- Sep 8, 8:00 PM ET
- Accepted
- Sep 9, 4:21 PM ET
- Size
- 11.2 KB