Liberty Tax, Inc. 4
4 · Liberty Tax, Inc. · Filed Sep 20, 2016
Insider Transaction Report
Form 4
Daniels Thomas S
Chief Accounting Officer
Transactions
- Tax Payment
Class A Common Stock
2016-09-19$12.62/sh−168$2,120→ 2,007 total - Exercise/Conversion
Restricted Stock Units
2016-09-19−520→ 1,040 total→ Class A Common Stock (520 underlying) - Exercise/Conversion
Class A Common Stock
2016-09-19+520→ 2,175 total - Exercise/Conversion
Class A Common Stock
2016-09-19+269→ 1,742 total - Tax Payment
Class A Common Stock
2016-09-19$12.62/sh−87$1,098→ 1,655 total - Exercise/Conversion
Restricted Stock Units
2016-09-19−269→ 269 total→ Class A Common Stock (269 underlying)
Holdings
- 4,850(indirect: By Individual Retirement Account)
Class A Common Stock
Footnotes (7)
- [F1]Each restricted stock unit represents the right to receive, upon vesting, one share of Class A Common Stock.
- [F2]This restricted stock unit award was granted on September 19, 2014 and one-third of the restricted stock units vested on September 19, 2016.
- [F3]The restricted stock unit award was granted on September 18, 2015 and one-third of the restricted stock units vested on September 18, 2016.
- [F4]Represents the conversion upon vesting of restricted stock units into Class A Common Stock. On September 19, 2014, the reporting person was granted 809 restricted stock units, of which one-third of the shares subject to the restricted stock units vested on September 19, 2016. Those restricted stock units were previously reported in Table II on the Form 4 filed with the Securities and Exchange Commission on September 23, 2014.
- [F5]Represents the conversion upon vesting of restricted stock units into Class A Common Stock. On September 18, 2015, the reporting person was granted 1560 restricted stock units, of which one-third of the shares subject to the restricted stock units vested on September 18, 2016. Those restricted stock units were previously reported in Table II on the Form 4 filed with the Securities and Exchange Commission on September 23, 2015.
- [F6]Reflects 87 shares withheld by Issuer at market price of $12.62 per share to fund the payment of taxes for the conversion.
- [F7]Reflects 168 shares withheld by Issuer at market price of $12.62 per share to fund the payment of taxes for the conversion.