Home/Filings/4/0001179110-16-029846
4//SEC Filing

Liberty Tax, Inc. 4

Accession 0001179110-16-029846

CIK 0001528930operating

Filed

Sep 19, 8:00 PM ET

Accepted

Sep 20, 4:47 PM ET

Size

15.2 KB

Accession

0001179110-16-029846

Insider Transaction Report

Form 4
Period: 2016-09-19
Daniels Thomas S
Chief Accounting Officer
Transactions
  • Tax Payment

    Class A Common Stock

    2016-09-19$12.62/sh168$2,1202,007 total
  • Exercise/Conversion

    Restricted Stock Units

    2016-09-195201,040 total
    Class A Common Stock (520 underlying)
  • Exercise/Conversion

    Class A Common Stock

    2016-09-19+5202,175 total
  • Exercise/Conversion

    Class A Common Stock

    2016-09-19+2691,742 total
  • Tax Payment

    Class A Common Stock

    2016-09-19$12.62/sh87$1,0981,655 total
  • Exercise/Conversion

    Restricted Stock Units

    2016-09-19269269 total
    Class A Common Stock (269 underlying)
Holdings
  • Class A Common Stock

    (indirect: By Individual Retirement Account)
    4,850
Footnotes (7)
  • [F1]Each restricted stock unit represents the right to receive, upon vesting, one share of Class A Common Stock.
  • [F2]This restricted stock unit award was granted on September 19, 2014 and one-third of the restricted stock units vested on September 19, 2016.
  • [F3]The restricted stock unit award was granted on September 18, 2015 and one-third of the restricted stock units vested on September 18, 2016.
  • [F4]Represents the conversion upon vesting of restricted stock units into Class A Common Stock. On September 19, 2014, the reporting person was granted 809 restricted stock units, of which one-third of the shares subject to the restricted stock units vested on September 19, 2016. Those restricted stock units were previously reported in Table II on the Form 4 filed with the Securities and Exchange Commission on September 23, 2014.
  • [F5]Represents the conversion upon vesting of restricted stock units into Class A Common Stock. On September 18, 2015, the reporting person was granted 1560 restricted stock units, of which one-third of the shares subject to the restricted stock units vested on September 18, 2016. Those restricted stock units were previously reported in Table II on the Form 4 filed with the Securities and Exchange Commission on September 23, 2015.
  • [F6]Reflects 87 shares withheld by Issuer at market price of $12.62 per share to fund the payment of taxes for the conversion.
  • [F7]Reflects 168 shares withheld by Issuer at market price of $12.62 per share to fund the payment of taxes for the conversion.

Issuer

Liberty Tax, Inc.

CIK 0001528930

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001528930

Filing Metadata

Form type
4
Filed
Sep 19, 8:00 PM ET
Accepted
Sep 20, 4:47 PM ET
Size
15.2 KB