4//SEC Filing
Liberty Tax, Inc. 4
Accession 0001179110-16-029848
CIK 0001528930operating
Filed
Sep 19, 8:00 PM ET
Accepted
Sep 20, 4:49 PM ET
Size
15.6 KB
Accession
0001179110-16-029848
Insider Transaction Report
Form 4
Szajnoga Vanessa M
Vice President
Transactions
- Tax Payment
Class A Common Stock
2016-09-19$12.62/sh−54$681→ 351 total - Exercise/Conversion
Restricted Stock Units
2016-09-19−167→ 167 total→ Class A Common Stock (167 underlying) - Exercise/Conversion
Restricted Stock Units
2016-09-19−379→ 758 total→ Class A Common Stock (379 underlying) - Exercise/Conversion
Class A Common Stock
2016-09-19+379→ 730 total - Tax Payment
Class A Common Stock
2016-09-19$12.62/sh−123$1,552→ 607 total - Exercise/Conversion
Class A Common Stock
2016-09-19+167→ 405 total
Holdings
- 708.4(indirect: By 401(k))
Class A Common Stock
Footnotes (8)
- [F1]Each restricted stock unit represents the right to receive, upon vesting, one share of Class A Common Stock.
- [F2]This restricted stock unit award was granted on September 19, 2014 and each year for three years one-third of the restricted stock units shall become vested provided that the Employee is in the employ of the Company at the time of vesting. One-third of the restricted stock units vested on September 19, 2016.
- [F3]The restricted stock unit award was granted on September 18, 2015 and each year for three years one-third of the restricted stock units shall become vested provided that the Employee is in the employ of the Company at the time of vesting. One-third of the restricted stock units vested on September 18, 2016.
- [F4]Represents the conversion upon vesting of restricted stock units into Class A Common Stock. On September 19, 2014, the reporting person was granted 501 restricted stock units, of which one-third of the shares subject to the restricted stock units vested on September 19, 2016.
- [F5]Represents the conversion upon vesting of restricted stock units into Class A Common Stock. On September 18, 2015, the reporting person was granted 1137 restricted stock units, of which one-third of the shares subject to the restricted stock units vested on September 18, 2016.
- [F6]Reflects 54 shares withheld by Issuer at market price of $12.62 per share to fund the payment of taxes for the conversion.
- [F7]Reflects 123 shares withheld by Issuer at market price of $12.62 per share to fund the payment of taxes for the conversion.
- [F8]Reflects the shares of Class A Common Stock held through the Company 401(k) plan. The reporting person's holdings in the Company 401(k) plan have fluctuated and the reported holdings are based on the reporting person's 401(k) plan statement as of September 20, 2016.
Documents
Issuer
Liberty Tax, Inc.
CIK 0001528930
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001528930
Filing Metadata
- Form type
- 4
- Filed
- Sep 19, 8:00 PM ET
- Accepted
- Sep 20, 4:49 PM ET
- Size
- 15.6 KB