GTX INC /DE/ 4
4 · GTX INC /DE/ · Filed Oct 4, 2016
Insider Transaction Report
Form 4
GTX INC /DE/GTXI
HYDE JOSEPH R III
Director10% Owner
Transactions
- Award
Common Stock
2016-10-03+20,559.21→ 35,474,960.24 total
Holdings
- 1,956,540(indirect: By 2015-4 GRAT)
Common Stock
- 978,270(indirect: By 2015-2 GRAT)
Common Stock
- 1,956,540(indirect: By 2015-5 GRAT)
Common Stock
- 13,361(indirect: By 2014-5 GRAT)
Common Stock
- 508,903(indirect: By Trust)
Common Stock
- 145,352(indirect: By Pittco Associates II, L.P.)
Common Stock
- 1,956,540(indirect: By 2015-1 GRAT)
Common Stock
- 114,350(indirect: By Trust)
Common Stock
- 216,462(indirect: By Spouse)
Common Stock
- 508,904(indirect: By Trust)
Common Stock
- 3,915,716(indirect: By Pittco Investments, L.P.)
Common Stock
- 652,180(indirect: By 2015-3 GRAT)
Common Stock
- 200,430(indirect: By 2014-4 GRAT)
Common Stock
- 13,361(indirect: By 2014-6 GRAT)
Common Stock
- 508,903(indirect: By Trust)
Common Stock
- 203,791(indirect: By Trust)
Common Stock
Footnotes (5)
- [F1]Includes annuity distributions of 1,853,096 shares from the 2014-4 Grantor Retained Annuity Trust, 123,540 shares from the 2014-5 Grantor Retained Annuity Trust and 123,540 shares from the 2014-6 Grantor Retained Annuity Trust to the reporting person on August 19, 2016 and represents a change in form of beneficial ownership.
- [F2]Excludes annuity distribution of 1,853,096 shares from the 2014-4 Grantor Retained Annuity Trust to the reporting person on August 19, 2016 and represents a change in form of beneficial ownership.
- [F3]Excludes annuity distribution of 123,540 shares from the 2014-5 Grantor Retained Annuity Trust to the reporting person on August 19, 2016 and represents a change in form of beneficial ownership..
- [F4]Excludes annuity distribution of 123,540 shares from the 2014-6 Grantor Retained Annuity Trust to the reporting person on August 19, 2016 and represents a change in form of beneficial ownership.
- [F5]The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therin, and the inclusion of these shares in his report shall not be deemed an admission of beneficial ownership of the reported shares for the purpose of Section 16 or any other purpose.