4//SEC Filing
CUBIC CORP /DE/ 4
Accession 0001179110-16-030369
CIK 0000026076operating
Filed
Oct 3, 8:00 PM ET
Accepted
Oct 4, 6:46 PM ET
Size
18.9 KB
Accession
0001179110-16-030369
Insider Transaction Report
Form 4
THOMAS JOHN D
EVP/CFO
Transactions
- Exercise/Conversion
Restricted Stock Units
2016-10-01−2,050→ 6,147 total→ Common Stock (2,050 underlying) - Exercise/Conversion
Common Stock
2016-10-01+12,319→ 12,319 total - Exercise/Conversion
Restricted Stock Units
2016-10-01−1,894→ 1,893 total→ Common Stock (1,894 underlying) - Exercise/Conversion
Restricted Stock Units
2016-10-01−1,950→ 3,897 total→ Common Stock (1,950 underlying) - Tax Payment
Common Stock
2016-10-01$46.81/sh−4,631$216,777→ 7,688 total - Exercise/Conversion
Restricted Stock Unit
2016-10-01−6,425→ 0 total→ Common Stock (6,425 underlying)
Holdings
- 2,146.833(indirect: By 401(k))
Common Stock
- 100(indirect: By IRA)
Common Stock
- 1,969.83(indirect: By Trust)
Common Stock
- 14,625(indirect: By Trust)
Common Stock
Footnotes (10)
- [F1]Reflects the issuance of CUB common stock upon vesting of restricted stock units ("RSUs"). Each RSU granted at that time represented a contingent right to receive one share of CUB stock.
- [F10]This is the first of 4 vesting installments of RSU's granted to the Reporting Person on November 6, 2015. The remaining 6,147 shares from such grant shall vest in 3 equal installments on October 1, 2017, 2018 and 2019, subject to the Reporting Person's continuous service through each application vesting date.
- [F2]Shares withheld by CUB to satisfy the minimum statutory tax withholding obligations that arose upon the vesting of the RSUs.
- [F3]Represents shares held by the Reporting Person's 401(k).
- [F4]Represents shares held by the John David Thomas IRA, of which the Reporting Person is the Trustee with full voting and disposition rights.
- [F5]Represents shares held by the John David Thomas 1998 Trust, of which the Reporting Person is the Trustee with full voting and disposition rights.
- [F6]Represents the shares held by the Thomas Family 2009 Trust, of which the Reporting Person and his spouse are co-trustees with full voting and disposition rights.
- [F7]This is the third of 4 vesting installments of RSUs granted to the Reporting Person on December 12, 2013. The remaining 1,893 shares from such grant shall vest on October 1, 2017, subject to the Reporting Person's continuous service through each application vesting date.
- [F8]This is the fourth and final of 4 vesting installments of RSUs granted to the Reporting Person on March 21, 2013.
- [F9]This is the second of 4 vesting installments of RSUs granted to the Reporting Person on November 6, 2014. The remaining 3,897 shares from such grant shall vest in 2 equal installments on October 1, 2017 and 2018, subject to the Reporting Person's continuous service through such application vesting date.
Documents
Issuer
CUBIC CORP /DE/
CIK 0000026076
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000026076
Filing Metadata
- Form type
- 4
- Filed
- Oct 3, 8:00 PM ET
- Accepted
- Oct 4, 6:46 PM ET
- Size
- 18.9 KB