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LIQUIDITY SERVICES INC 4

Accession 0001179110-16-030492

$LQDTCIK 0001235468operating
View on SEC.govCompany Profile

Filed

Oct 4, 8:00 PM ET

Accepted

Oct 5, 6:39 PM ET

Size

29.6 KB

Accession

0001179110-16-030492

Insider Transaction Report

Form 4
Period: 2016-10-03
LIQUIDITY SERVICES INCLQDT
Casusol Segundo Leoncio
Chief Information Officer
Transactions
  • Sale

    Common Stock

    2016-10-05$10.51/sh−4,072$42,797→ 6,765 total
  • Other

    Employee Stock Grant

    2016-10-03$10.65/sh−8,447$89,961→ 25,342 total
    Exercise: $6.63Exp: 2025-10-01→ Common Stock (33,789 underlying)
  • Other

    Employee Stock Grant

    2016-10-03$10.65/sh−932$9,926→ 933 total
    Exercise: $21.99Exp: 2023-10-01→ Common Stock (1,865 underlying)
  • Other

    Common Stock

    2016-10-03$10.65/sh+16,539$176,140→ 16,539 total
  • Sale

    Common Stock

    2016-10-03$10.65/sh−3,821$40,694→ 12,538 total
  • Sale

    Common Stock

    2016-10-04$10.52/sh−1,701$17,895→ 10,837 total
  • Other

    Employee Stock Grant

    2016-10-03$10.65/sh−7,160$76,254→ 28,638 total
    Exercise: $10.41Exp: 2024-10-01→ Common Stock (35,798 underlying)
Holdings

  • Employee Stock Grant

    Exercise: $6.63Exp: 2025-10-01→ Common Stock (26,395 underlying)
    26,395

  • Employee Stock Grant

    Exercise: $10.41Exp: 2024-10-01→ Common Stock (14,319 underlying)
    14,319

  • Employee Stock Option

    Exercise: $21.99Exp: 2023-10-01→ Common Stock (7,900 underlying)
    7,900

  • Employee Stock Grant

    Exercise: $13.57Exp: 2024-05-14→ Common Stock (55,269 underlying)
    55,269

  • Employee Stock Option

    Exercise: $10.41Exp: 2024-10-01→ Common Stock (10,077 underlying)
    10,077

  • Employee Stock Option

    Exercise: $6.63Exp: 2025-10-01→ Common Stock (4,630 underlying)
    4,630

  • Employee Stock Grant

    Exercise: $33.13Exp: 2023-01-01→ Common Stock (12,279 underlying)
    12,279

  • Employee Stock Option

    Exercise: $10.41Exp: 2024-10-01→ Common Stock (2,519 underlying)
    2,519

  • Employee Stock Grant

    Exercise: $5.11Exp: 2025-10-01→ Common Stock (8,447 underlying)
    8,447

  • Employee Stock Option

    Exercise: $6.63Exp: 2025-10-01→ Common Stock (18,522 underlying)
    18,522
Footnotes (15)
  • [F1]Twenty-five percent of this restricted stock grant vested on October 1, 2014 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
  • [F10]These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
  • [F11]Twenty-five percent of this option grant vested on October 1, 2016 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
  • [F12]This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
  • [F13]These restricted shares will vest, if at all, based on the Issuer's achievement of certain milestones with respect to the Liquidity One Transformation plan.
  • [F14]Represents vesting of restricted stock
  • [F15]Represents reporting person's advance election to sell upon vesting such restricted shares
  • [F2]Twenty-five percent of this option grant vested on October 1, 2014 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
  • [F3]Twenty-five percent of this restricted stock grant vested on January 1, 2014 and thereafter 1/4th of the restricted stock grant will vest on January 1 of each year for three years.
  • [F4]Fifty percent of this restricted stock grant vested on November 1, 2015 and thereafter 1/4th of the restricted stock grant will vest on November 1 of each year for two years.
  • [F5]Twenty-five percent of this restricted stock grant vested on October 1, 2015 and thereafter 1/8th of the restricted stock grant will vest on April 1 and October 1 of each year for three years.
  • [F6]These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
  • [F7]Twenty-five percent of this option grant vested on October 1, 2015 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
  • [F8]This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
  • [F9]Twenty-five percent of this restricted stock grant vested on October 1, 2016 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.

Documents

1 file

Issuer

LIQUIDITY SERVICES INC

CIK 0001235468

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001235468

Filing Metadata

Form type
4
Filed
Oct 4, 8:00 PM ET
Accepted
Oct 5, 6:39 PM ET
Size
29.6 KB
View on SEC.gov