4//SEC Filing
LIQUIDITY SERVICES INC 4
Accession 0001179110-16-031174
$LQDTCIK 0001235468operating
Filed
Nov 2, 8:00 PM ET
Accepted
Nov 3, 6:02 PM ET
Size
22.4 KB
Accession
0001179110-16-031174
Insider Transaction Report
Form 4
Casusol Segundo Leoncio
Chief Information Officer
Transactions
- Sale
Common Stock
2016-11-01$8.56/sh−27,634$236,547→ 0 total - Other
Employee Stock Grant
2016-11-01$8.56/sh−27,634$236,547→ 27,635 totalExercise: $13.57Exp: 2024-05-14→ Common Stock (55,269 underlying) - Other
Common Stock
2016-11-01$8.56/sh+27,634$236,547→ 27,634 total
Holdings
- 933
Employee Stock Grant
Exercise: $21.99Exp: 2023-10-01→ Common Stock (933 underlying) - 12,279
Employee Stock Grant
Exercise: $33.13Exp: 2023-01-01→ Common Stock (12,279 underlying) - 28,638
Employee Stock Grant
Exercise: $10.41Exp: 2024-10-01→ Common Stock (28,638 underlying) - 10,077
Employee Stock Option
Exercise: $10.41Exp: 2024-10-01→ Common Stock (10,077 underlying) - 25,342
Employee Stock Grant
Exercise: $6.63Exp: 2025-10-01→ Common Stock (25,342 underlying) - 26,395
Employee Stock Grant
Exercise: $6.63Exp: 2025-10-01→ Common Stock (26,395 underlying) - 18,522
Employee Stock Option
Exercise: $6.63Exp: 2025-10-01→ Common Stock (18,522 underlying) - 4,630
Employee Stock Option
Exercise: $6.63Exp: 2025-10-01→ Common Stock (4,630 underlying) - 7,900
Employee Stock Option
Exercise: $21.99Exp: 2023-10-01→ Common Stock (7,900 underlying) - 8,447
Employee Stock Grant
Exercise: $5.11Exp: 2025-10-01→ Common Stock (8,447 underlying)
Footnotes (13)
- [F1]Twenty-five percent of this restricted stock grant vested on October 1, 2014 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
- [F10]This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
- [F11]These restricted shares will vest, if at all, based on the Issuer's achievement of certain milestones with respect to the Liquidity One Transformation plan.
- [F12]Represents the vesting of restricted stock
- [F13]Represents reporting person's advance election to sell upon vesting such restricted shares
- [F2]Twenty-five percent of this option grant vested on October 1, 2014 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
- [F3]Twenty-five percent of this restricted stock grant vested on January 1, 2014 and thereafter 1/4th of the restricted stock grant will vest on January 1 of each year for three years.
- [F4]Fifty percent of this restricted stock grant vested on November 1, 2015 and thereafter 1/4th of the restricted stock grant will vest on November 1 of each year for two years.
- [F5]Twenty-five percent of this restricted stock grant vested on October 1, 2015 and thereafter 1/8th of the restricted stock grant will vest on April 1 and October 1 of each year for three years.
- [F6]Twenty-five percent of this option grant vested on October 1, 2015 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
- [F7]Twenty-five percent of this restricted stock grant vested on October 1, 2016 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
- [F8]These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
- [F9]Twenty-five percent of this option grant vested on October 1, 2016 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
Documents
Issuer
LIQUIDITY SERVICES INC
CIK 0001235468
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001235468
Filing Metadata
- Form type
- 4
- Filed
- Nov 2, 8:00 PM ET
- Accepted
- Nov 3, 6:02 PM ET
- Size
- 22.4 KB