Home/Filings/3/0001179110-16-031296
3//SEC Filing

Yuma Energy, Inc. 3

Accession 0001179110-16-031296

CIK 0000081318operating

Filed

Nov 6, 7:00 PM ET

Accepted

Nov 7, 6:12 PM ET

Size

6.5 KB

Accession

0001179110-16-031296

Insider Transaction Report

Form 3
Period: 2016-10-26
Holdings
  • Common Stock

    (indirect: See Footnotes)
    1,607,301
Holdings
  • Common Stock

    (indirect: See Footnotes)
    1,607,301
Footnotes (2)
  • [F1]Bain Capital Credit Member, LLC ("BCCM) is the administrative member of Sankaty Davis, LLC ("Sankaty Davis"). As a result, BCCM may be deemed to share voting and dispositive power with respect to all of the shares of Common Stock held by Sankaty Davis. BCCM disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein.
  • [F2]Reflects Sankaty Davis' beneficial ownership of shares of common stock of the Issuer after the reincorporation of Yuma Energy, Inc., a California corporation, to Delaware and the 1-for-20 reverse stock split.

Issuer

Yuma Energy, Inc.

CIK 0000081318

Entity typeoperating
IncorporatedCA

Related Parties

1
  • filerCIK 0000081318

Filing Metadata

Form type
3
Filed
Nov 6, 7:00 PM ET
Accepted
Nov 7, 6:12 PM ET
Size
6.5 KB