Yuma Energy, Inc. 3
3 · Yuma Energy, Inc. · Filed Nov 7, 2016
Insider Transaction Report
Form 3
SANKATY CREDIT MEMBER, LLC
10% Owner
Holdings
- 1,607,301(indirect: See Footnotes)
Common Stock
Footnotes (2)
- [F1]Bain Capital Credit Member, LLC ("BCCM) is the administrative member of Sankaty Davis, LLC ("Sankaty Davis"). As a result, BCCM may be deemed to share voting and dispositive power with respect to all of the shares of Common Stock held by Sankaty Davis. BCCM disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein.
- [F2]Reflects Sankaty Davis' beneficial ownership of shares of common stock of the Issuer after the reincorporation of Yuma Energy, Inc., a California corporation, to Delaware and the 1-for-20 reverse stock split.