Home/Filings/4/0001179110-16-031378
4//SEC Filing

New York & Company, Inc. 4

Accession 0001179110-16-031378

CIK 0001211351operating

Filed

Nov 8, 7:00 PM ET

Accepted

Nov 9, 4:39 PM ET

Size

7.4 KB

Accession

0001179110-16-031378

Insider Transaction Report

Form 4
Period: 2016-11-07
Transactions
  • Award

    Common Stock

    2016-11-07$2.11/sh+150,000$316,500253,294 total
  • Award

    Stock Appreciation Rights

    2016-11-07+200,000200,000 total
    Exercise: $2.11Exp: 2026-11-07Common Stock (200,000 underlying)
Footnotes (3)
  • [F1]On November 7, 2016, the reporting person was awarded restricted stock which vests on November 7, 2019.
  • [F2]Includes 83,427 shares of common stock, 19,867 shares of restricted stock which vest on June 1, 2017, and 150,000 shares of restricted stock which vest on November 7, 2019.
  • [F3]The reporting person was awarded stock appreciation rights (SARs) which vest as follows: 50,000 on November 7, 2017, 50,000 on November 7, 2018, 50,000 on November 7, 2019, and 50,000 on November 7, 2020. Each SAR represents the right to receive a payment measured by the increase in the fair market value of one share of common stock from the date of grant of the SAR to the date of exercise of the SAR. Upon exercise the SARs will be settled in stock.

Issuer

New York & Company, Inc.

CIK 0001211351

Entity typeoperating

Related Parties

1
  • filerCIK 0001211351

Filing Metadata

Form type
4
Filed
Nov 8, 7:00 PM ET
Accepted
Nov 9, 4:39 PM ET
Size
7.4 KB