4//SEC Filing
ETHAN ALLEN INTERIORS INC 4
Accession 0001179110-16-031779
$ETDCIK 0000896156operating
Filed
Nov 16, 7:00 PM ET
Accepted
Nov 17, 4:31 PM ET
Size
17.1 KB
Accession
0001179110-16-031779
Insider Transaction Report
Form 4
WHITELY COREY
Executive VP Operations
Transactions
- Tax Payment
Stock Options (right to buy)
2016-11-15$33.96/sh−20,043$680,660→ 10,874 total - Exercise/Conversion
Stock Options (right to buy)
2016-11-15−10,000→ 0 totalExercise: $11.74From: 2009-11-12Exp: 2019-11-12→ Common Stock (10,000 underlying) - Exercise/Conversion
Stock Options (right to buy)
2016-11-15−6,000→ 0 totalExercise: $19.07From: 2011-07-26Exp: 2021-07-26→ Common Stock (6,000 underlying) - Exercise/Conversion
Stock Options (right to buy)
2016-11-15$17.16/sh+28,000$480,480→ 30,917 total - Exercise/Conversion
Stock Options (right to buy)
2016-11-15−2,000→ 0 totalExercise: $25.71From: 2008-06-20Exp: 2018-06-20→ Common Stock (2,000 underlying) - Exercise/Conversion
Stock Options (right to buy)
2016-11-15−7,000→ 0 totalExercise: $20.63From: 2012-07-31Exp: 2022-07-31→ Common Stock (7,000 underlying) - Exercise/Conversion
Stock Options (right to buy)
2016-11-15−3,000→ 0 totalExercise: $17.60From: 2008-11-05Exp: 2018-11-05→ Common Stock (3,000 underlying)
Footnotes (3)
- [F1]The price reported in Column 4 is a weighted average price. These stock options were exercised in multiple transactions at prices set forth in Table II, inclusive. The reporting person undertakes to provide to ETH, any security holder of ETH, or the staff of the SEC, upon request, full information regarding the number of options exercised at each separate price with the ranges set forth in this footnote.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions as part of a cashless stock option exercise at prices ranging from $33.80 to $34.10, inclusive. The reporting person undertakes to provide to ETH, any security holder of ETH, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F3]The date indicated is the grant date and the options vest in four equal installments beginning on such date.
Documents
Issuer
ETHAN ALLEN INTERIORS INC
CIK 0000896156
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000896156
Filing Metadata
- Form type
- 4
- Filed
- Nov 16, 7:00 PM ET
- Accepted
- Nov 17, 4:31 PM ET
- Size
- 17.1 KB