ETHAN ALLEN INTERIORS INC 4

4 · ETHAN ALLEN INTERIORS INC · Filed Nov 17, 2016

Form 4

Period: 2016-11-15

Executive VP Operations

Transactions

Tax Payment
Stock Options (right to buy)
2016-11-15$33.96/sh−20,043$680,660→ 10,874 total
Exercise/Conversion
Stock Options (right to buy)
2016-11-15−10,000→ 0 total
Exercise: $11.74From: 2009-11-12Exp: 2019-11-12→ Common Stock (10,000 underlying)
Exercise/Conversion
Stock Options (right to buy)
2016-11-15−6,000→ 0 total
Exercise: $19.07From: 2011-07-26Exp: 2021-07-26→ Common Stock (6,000 underlying)
Exercise/Conversion
Stock Options (right to buy)
2016-11-15$17.16/sh+28,000$480,480→ 30,917 total
Exercise/Conversion
Stock Options (right to buy)
2016-11-15−2,000→ 0 total
Exercise: $25.71From: 2008-06-20Exp: 2018-06-20→ Common Stock (2,000 underlying)
Exercise/Conversion
Stock Options (right to buy)
2016-11-15−7,000→ 0 total
Exercise: $20.63From: 2012-07-31Exp: 2022-07-31→ Common Stock (7,000 underlying)
Exercise/Conversion
Stock Options (right to buy)
2016-11-15−3,000→ 0 total
Exercise: $17.60From: 2008-11-05Exp: 2018-11-05→ Common Stock (3,000 underlying)

Footnotes (3)

[F1]The price reported in Column 4 is a weighted average price. These stock options were exercised in multiple transactions at prices set forth in Table II, inclusive. The reporting person undertakes to provide to ETH, any security holder of ETH, or the staff of the SEC, upon request, full information regarding the number of options exercised at each separate price with the ranges set forth in this footnote.
[F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions as part of a cashless stock option exercise at prices ranging from $33.80 to $34.10, inclusive. The reporting person undertakes to provide to ETH, any security holder of ETH, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
[F3]The date indicated is the grant date and the options vest in four equal installments beginning on such date.

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