Bats Global Markets, Inc. 4
4 · Bats Global Markets, Inc. · Filed Nov 18, 2016
Insider Transaction Report
Form 4
Shupe Derick D
Other
Transactions
- Exercise/Conversion
Common Stock
2016-11-16$9.83/sh+20,000$196,600→ 28,512 total - Sale
Common Stock
2016-11-16$31.02/sh−20,000$620,400→ 8,512 total - Exercise/Conversion
Employee Stock Option (right to buy)
2016-11-16−20,000→ 46,222 totalExercise: $9.83Exp: 2019-12-14→ Common Stock (20,000 underlying)
Footnotes (3)
- [F1]The number of shares has been adjusted to reflect the 1-for-2.91 stock split which was consummated immediately prior to the completion of the Issuer's initial public offering.
- [F2]The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.98 to $31.05, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- [F3]Options exercisable as to 100%.