4//SEC Filing
Bats Global Markets, Inc. 4
Accession 0001179110-16-031833
CIK 0001659228operating
Filed
Nov 17, 7:00 PM ET
Accepted
Nov 18, 2:18 PM ET
Size
8.8 KB
Accession
0001179110-16-031833
Insider Transaction Report
Form 4
Shupe Derick D
Other
Transactions
- Exercise/Conversion
Common Stock
2016-11-16$9.83/sh+20,000$196,600→ 28,512 total - Sale
Common Stock
2016-11-16$31.02/sh−20,000$620,400→ 8,512 total - Exercise/Conversion
Employee Stock Option (right to buy)
2016-11-16−20,000→ 46,222 totalExercise: $9.83Exp: 2019-12-14→ Common Stock (20,000 underlying)
Footnotes (3)
- [F1]The number of shares has been adjusted to reflect the 1-for-2.91 stock split which was consummated immediately prior to the completion of the Issuer's initial public offering.
- [F2]The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.98 to $31.05, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- [F3]Options exercisable as to 100%.
Documents
Issuer
Bats Global Markets, Inc.
CIK 0001659228
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001659228
Filing Metadata
- Form type
- 4
- Filed
- Nov 17, 7:00 PM ET
- Accepted
- Nov 18, 2:18 PM ET
- Size
- 8.8 KB