CUBIC CORP /DE/ 4
4 · CUBIC CORP /DE/ · Filed Nov 23, 2016
Insider Transaction Report
Form 4
THOMAS JOHN D
EVP/CFO
Transactions
- Tax Payment
Common Stock
2016-11-22$46.85/sh−305$14,289→ 8,194 total - Exercise/Conversion
Restricted Stock Units
2016-11-22−811→ 0 total→ Common Stock (811 underlying) - Exercise/Conversion
Common Stock
2016-11-22+811→ 8,499 total
Holdings
- 1,969.83(indirect: By Trust)
Common Stock
- 2,146.833(indirect: By 401(k))
Common Stock
- 100(indirect: By IRA)
Common Stock
- 14,625(indirect: By Trust)
Common Stock
Footnotes (7)
- [F1]Reflects the issuance of CUB common stock upon vesting of performance-based restricted stock units ("RSUs").
- [F2]Shares withheld by CUB to satisfy the minimum statutory tax withholding obligations that arose upon the vesting of the RSUs.
- [F3]This is the vesting of performance-based RSUs granted to the Reporting Person on December 12, 2013.
- [F4]Represents shares held by the Reporting Person's 401(k),
- [F5]Represents shares held by the John David Thomas IRA, of which the Reporting Person is the Trustee with full voting and disposition rights.
- [F6]Represents shares held by the John David Thomas 1998 Trust, of which the Reporting Person is the Trustee with full voting and disposition rights.
- [F7]Represents shares held by the Thomas Family 2009 Trust, of which the Reporting Person and his spouse are co-trustees with full voting and disposition rights.