Home/Filings/4/0001179110-16-032875
4//SEC Filing

Liberty Tax, Inc. 4

Accession 0001179110-16-032875

CIK 0001528930operating

Filed

Dec 12, 7:00 PM ET

Accepted

Dec 13, 4:36 PM ET

Size

7.8 KB

Accession

0001179110-16-032875

Insider Transaction Report

Form 4
Period: 2016-12-09
HEWITT JOHN T
DirectorChief Executive Officer/Pres.10% Owner
Transactions
  • Award

    Employee Stock Options (Right to Buy)

    2016-12-09$12.60/sh+336,914$4,245,116336,914 total
    Exercise: $12.60Class A Common Stock (336,914 underlying)
  • Award

    Restricted Stock Units

    2016-12-09+22,81722,817 total
    Class A Common Stock (22,817 underlying)
Footnotes (4)
  • [F1]Each Restricted Stock Unit represents the right to receive, at settlement, one share of Class A Common Stock.
  • [F2]Issuer has awarded the Reporting Person a one-time retention grant of Restricted Stock Units. One-half of the Restricted Stock Units shall vest on December 9, 2018 and the remaining one-half shall vest on December 9, 2020.
  • [F3]Each year for four years beginning December 9, 2017, one-fourth of the Employee Stock Options shall become vested.
  • [F4]Once exercisable, Employee Stock Options that become vested anytime from the date of vesting through five years from the date of vesting shall remain exercisable.

Issuer

Liberty Tax, Inc.

CIK 0001528930

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001528930

Filing Metadata

Form type
4
Filed
Dec 12, 7:00 PM ET
Accepted
Dec 13, 4:36 PM ET
Size
7.8 KB