4//SEC Filing
LPATH, INC 4
Accession 0001179110-16-033600
CIK 0001251769operating
Filed
Dec 29, 7:00 PM ET
Accepted
Dec 30, 8:32 AM ET
Size
6.4 KB
Accession
0001179110-16-033600
Insider Transaction Report
Form 4
LPATH, INCAPEN
Robertson Bruce C
Director10% Owner
Transactions
- Other
Common Stock
2016-12-29+1,451,185→ 1,451,185 total(indirect: By LLC)
Footnotes (2)
- [F1]Shares of common stock of the corporation then known as Apollo Endosurgery, Inc. ("Old Apollo") were converted into shares of the Issuer pursuant to that certain Agreement and Plan of Merger and Reorganization, dated as of September 8, 2016, by and among the Issuer, Merger Sub, Inc. and Old Apollo (the "Merger Agreement"). Pursuant to the terms of the Merger Agreement, each share of common stock was converted into 0.3163 shares of the Issuer's common stock. Following the merger, the Issuer effected a reverse stock split at a ratio of one new share for every five and one half shares of common stock outstanding.
- [F2]These securities are held in the name of H.I.G. Ventures - Endosurgery, LLC. H.I.G. Capital, LLC has sole voting and investment control over the shares owned by H.I.G. Ventures - Endosurgery, LLC. The Managing Directors of H.I.G. Capital, LLC have shared voting and investment control over the shares owned by H.I.G. Ventures - Endosurgery, LLC. The Reporting Person is a Managing Director of H.I.G. Capital, LLC and may be deemed to be the beneficial owner of the securities held by H.I.G. Ventures - Endosurgery, LLC.
Documents
Issuer
LPATH, INC
CIK 0001251769
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001251769
Filing Metadata
- Form type
- 4
- Filed
- Dec 29, 7:00 PM ET
- Accepted
- Dec 30, 8:32 AM ET
- Size
- 6.4 KB